Matthew J. Malgari

L2 ASSET MANAGEMENT

Wayland, MA

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CRD#: 2517985

Professional summary

Matthew Justin Malgari is a registered financial advisor currently at L2 ASSET MANAGEMENT, LLC located in Wayland, Massachusetts and KAILASH CAPITAL RESEARCH LLC located in Wayland, Massachusetts.

Matthew is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2010. Matthew has worked at 5 firms and has passed the Series 65, Series 63, Series 87, Series 86 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Matthew Justin Malgari's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 2, 2016 - Present

L2 ASSET MANAGEMENT, LLC

RIA

CRD#: 172688

Wayland, MA

Current

November 20, 2019 - Present

KAILASH CAPITAL RESEARCH LLC

RIA

CRD#: 304509

wayland, MA

Past

April 8, 2014 - April 28, 2016

BAIRD KAILASH GROUP, LLC

RIA

CRD#: 168821

BOSTON, MA

Past

July 2, 2012 - June 14, 2013

VIRTU AMERICAS LLC

CRD#: 149823

BOSTON, MA

Past

September 17, 2010 - July 2, 2012

KNIGHT CAPITAL AMERICAS, L.P.

CRD#: 38599

BOSTON, MA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

L2 ASSET MANAGEMENT, LLC

CRD#: 172688 / SEC#: 801-107084

RIA

Registered Investment Advisory firm - (1/12/2016 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Massachusetts
(5/2/2016)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 9/18/2013

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 10/1/2010

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 87

Date: 2/10/2011

Research Analyst Exam - Part II Regulations Module

General Industry/Product Exam

Series 86

Date: 12/7/2010

Research Analyst Exam - Part I Analysis Module

General Industry/Product Exam

Series 7

Date: 9/16/2010

General Securities Representative Examination

Current Firm

L2 ASSET MANAGEMENT, LLC

CRD#: 172688 / SEC#: 801-107084

RIA

Registered Investment Advisory firm - (1/12/2016 Approved)

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Contact information

Main Address

Wayland, MA

Mailing Address

Phone number

(508) 350-7150

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (1 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

BROCHURE OF L2 ASSET MANAGEMENT, LLC (3/27/2025)

Regulatory assets under management

Total Number of Accounts	41
AUM (Assets Under Management)	$ 819,575,386

Exempt reporting advisers

Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.

SEC / JURISDICTION	REPORTING STATUS	EFFECTIVE DATE
SEC	ERA - Withdrawn	12/17/2015
Massachusetts	ERA - Withdrawn	12/17/2015

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Matthew J. Malgari

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Matthew Justin Malgari's CRS (Customer Relationship Summary).

Certified licenses

Experience

KAILASH CAPITAL RESEARCH LLC

BAIRD KAILASH GROUP, LLC

VIRTU AMERICAS LLC

KNIGHT CAPITAL AMERICAS, L.P.

Primary Firm SEC Registration

L2 ASSET MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 9/18/2013

Series 63

Date: 10/1/2010

Series 87

Date: 2/10/2011

Series 86

Date: 12/7/2010

Series 7

Date: 9/16/2010

Current Firm

L2 ASSET MANAGEMENT, LLC

Contact information

SEC notice filing (1 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Exempt reporting advisers

Red Flags

Company Information

L2 ASSET MANAGEMENT, LLC

TRUST BUT VERIFY

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