Jonathan M. Schultz
Professional summary
Jonathan M Schultz, who also goes by Jonathan M. Schultz, Jonathan Myles Schultz, was a registered financial professional .
Jonathan is registered as a RR (Registered Representative) and started their career in finance in 1994. Jonathan had worked at 10 firms and has passed the Series 63, Series 52TO, Series 99TO, SIE, Series 7, Series 9, Series 10, Series 24, Series 8 and Series 4 exams.
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 7, 2026 - Present
Office #1: 1250 Broadway Suite 2602, New York, NY 10001
June 22, 2020 - March 14, 2025
CASTLEOAK SECURITIES, LP
November 27, 2017 - May 4, 2020
CANTOR FITZGERALD & CO.
April 26, 2006 - November 7, 2016
COWEN EXECUTION SERVICES LLC
October 20, 2004 - December 20, 2005
BANC OF AMERICA INVESTMENT SERVICES, INC.
July 19, 2002 - September 17, 2002
ROBERTSON STEPHENS, INC.
April 17, 1995 - October 20, 2004
QUICK & REILLY, INC.
January 16, 1995 - June 13, 1995
TD AMERITRADE, INC.
August 23, 1994 - December 13, 1994
GKN SECURITIES CORP.
August 17, 1994 - August 31, 1994
CONTINENTAL BROKER-DEALER CORP.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationSeries 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 8
Date: 1/16/1998
General Securities Sales Supervisor Examination (Options Module & General Module)FINRA
Current firm
No current employment
Red Flags
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