Brian R. Livesay
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Brian Ray Livesay, who also goes by Brian Ray Livesay Sr, was a registered financial professional .
Brian is a previously registered financial professional and started their career in finance in 1994. Brian had worked at 13 firms and has passed the Series 65, Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 7, 2010 - December 31, 2017
ASSURED RETIREMENT ADVISORS LLC
August 16, 2007 - February 22, 2008
QUEST CAPITAL STRATEGIES, INC.
October 31, 2005 - November 7, 2006
OSAIC SERVICES, INC.
March 7, 2005 - October 31, 2005
SUNAMERICA SECURITIES, INC.
February 6, 2004 - February 22, 2005
LIBERTY GROUP, LLC
May 15, 2003 - October 20, 2003
U.S. BANCORP INVESTMENTS, INC.
April 9, 2001 - May 30, 2003
U.S. BANCORP ADVISORS, LLC
August 15, 2000 - February 13, 2001
WAMU INVESTMENTS, INC.
July 22, 1998 - December 9, 1998
METROPOLITAN LIFE INSURANCE COMPANY
July 22, 1998 - December 9, 1998
MSI FINANCIAL SERVICES, INC.
May 31, 1996 - March 27, 1997
ANDREW GARRETT INC.
June 29, 1995 - August 15, 1995
WELLS FARGO SECURITIES INC.
August 19, 1994 - November 9, 1994
INTERFIRST CAPITAL CORPORATION
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
ASSURED RETIREMENT ADVISORS LLC
CRD#: 152005 / SEC#:
Contact information
Red Flags
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