Brent L. Johnson

SANTIAGO CAPITAL

SAN FRANCISCO, CA 94111

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CRD#: 2517748

Professional summary

Brent Lyle Johnson is a registered financial advisor currently at SANTIAGO CAPITAL, LLC located in San Francisco, California.

Brent is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1999. Brent has worked at 4 firms and has passed the Series 66, Series 3 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

MANAGING MEMBER OF SANTIAGO CAPITAL, A CA SANTIAGO CAPITAL IS LOCATED AT 301 BATTERY STREET, SAN FRANCISCO, CA, 94111. SANTIAGO CAPITAL LAUNCHED OPERATIONS IN JANUARY 2012. HALF OF TIME IS SPENT AS MANAGING DIRECTOR AT BAKER AVENUE AND HALF OF TIME IS SPENT AT SANTIAGO CAPITAL. BAKER AVENUE AND SANTIAGO CAPITAL ARE NOT OTHERWISE AFFILIATED.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Brent Lyle Johnson's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 19, 2017 - Present

SANTIAGO CAPITAL, LLC

Office #1: 301 Battery Street 2nd Floor, San Francisco, CA 94111

RIA

CRD#: 154579

SAN FRANCISCO, CA

Past

April 3, 2012 - December 31, 2016

SANTIAGO CAPITAL, LLC

RIA

CRD#: 154579

SAN FRANCISCO, CA

Past

January 28, 2010 - July 5, 2019

BAKERAVENUE

RIA

CRD#: 132657

SAN FRANCISCO, CA

Past

January 17, 2003 - February 18, 2010

CREDIT SUISSE SECURITIES (USA) LLC

RIA

CRD#: 816

SAN FRANCISCO, CA

Past

January 17, 2003 - February 18, 2010

CREDIT SUISSE SECURITIES (USA) LLC

CRD#: 816

SAN FRANCISCO, CA

Past

May 3, 2000 - January 17, 2003

PERSHING LLC

RIA

CRD#: 7560

SAN FRANCISCO, CA

Past

October 25, 1999 - January 17, 2003

PERSHING LLC

CRD#: 7560

JERSEY CITY, NJ

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

SANTIAGO CAPITAL, LLC

CRD#: 154579 / SEC#: 801-117620

RIA

Registered Investment Advisory firm - (11/8/2019 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(1/19/2017)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 11/13/1999

Uniform Combined State Law Examination

General Industry/Product Exam

Series 3

Date: 4/11/2019

National Commodity Futures Examination

General Industry/Product Exam

Series 7

Date: 10/23/1999

General Securities Representative Examination

Current Firm

SANTIAGO CAPITAL, LLC

CRD#: 154579 / SEC#: 801-117620

RIA

Registered Investment Advisory firm - (11/8/2019 Approved)

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Contact information

Main Address

San Juan, PR

Mailing Address

Phone number

(415) 699-8972

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (2 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

SANTIAGO CAPITAL, LLC BROCHURE (3/24/2025)

Regulatory assets under management

Total Number of Accounts	45
AUM (Assets Under Management)	$ 181,830,065

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Brent L. Johnson

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Brent Lyle Johnson's CRS (Customer Relationship Summary).

Certified licenses

Experience

SANTIAGO CAPITAL, LLC

BAKERAVENUE

CREDIT SUISSE SECURITIES (USA) LLC

CREDIT SUISSE SECURITIES (USA) LLC

PERSHING LLC

PERSHING LLC

Primary Firm SEC Registration

SANTIAGO CAPITAL, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 11/13/1999

Series 3

Date: 4/11/2019

Series 7

Date: 10/23/1999

Current Firm

SANTIAGO CAPITAL, LLC

Contact information

SEC notice filing (2 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

SANTIAGO CAPITAL, LLC

TRUST BUT VERIFY

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