Matthew G. Somers
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Matthew Gordon Somers, AIF®, who also goes by Matthew Gordon Somers, Matthew Somers, was a registered financial professional .
Matthew is a previously registered financial professional and started their career in finance in 1995. Matthew had worked at 8 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 14, 2021 - December 31, 2022
D.H. HILL SECURITIES, LLLP
May 3, 2021 - September 14, 2021
INTEGRITY FUNDS DISTRIBUTOR, LLC
August 25, 2020 - January 11, 2021
ALPS DISTRIBUTORS, INC.
December 17, 2004 - February 27, 2019
BNY MELLON SECURITIES CORPORATION
September 11, 2002 - February 27, 2019
BNY MELLON SECURITIES CORPORATION
May 25, 2000 - August 19, 2002
GUARDIAN INVESTOR SERVICES LLC
April 10, 1998 - May 19, 2000
COREBRIDGE CAPITAL SERVICES, INC.
February 6, 1997 - February 16, 1998
NATIONWIDE INVESTMENT SERVICES CORPORATION
December 1, 1995 - January 30, 1997
DWS DISTRIBUTORS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
D.H. HILL SECURITIES, LLLP
CRD#: 41528 / SEC#: , 8-49475
Contact information
FINRA licenses (50 States and Territories)
Disclosures
| Regulatory Event | 4 |
Red Flags
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