Keith E. Mayfield

PLANIT FINANCIAL LLC

Bellevue, WA

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CRD#: 2517689

Professional summary

Keith Everett Mayfield, who also goes by Keith E Mayfield, is a registered financial advisor currently at PLANIT FINANCIAL LLC located in Bellevue, Washington.

Keith is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1994. Keith has worked at 7 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Keith E Mayfield

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Keith Everett Mayfield is an independent licensed insurance agent, and from time to time, will offer clients advice or products from those activities. Clients should be aware that these services pay a commission or other compensation and involve a conflict of interest, as commissionable products conflict with the fiduciary duties of a registered investment adviser. Planit always acts in the best interest of the client; including the sale of commissionable products to advisory clients. Clients are in no way required to utilize the services of any representative of Planit in connection with such individual's activities outside of Planit. In addition, Mr. Mayfield has a professional interest in Accownt LLC, a Washington limited liability company located in Bellevue, Washington that develops and markets a web-based employee-education tool called myAccownt (www.myaccownt.com). myAccownt provides "personalized salary-deferral visualization" with employer resources and messages for employees participating in 401(k) and 403(b) plans. Mr. Mayfield began his professional involvement with this business in April 2025 spending 30 hours a month and an hour a day during securities trading hours. He assists with product development and marketing. He does not have a formal title, role or legal relationship with Accownt LLC. This is not an investment related business.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Keith Everett Mayfield's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 31, 2018 - Present

PLANIT FINANCIAL LLC

RIA

CRD#: 293533

Bellevue, WA

Past

October 6, 2010 - January 23, 2018

LINCOLN FINANCIAL DISTRIBUTORS, INC.

CRD#: 145

RADNOR, PA

Past

October 5, 2010 - February 24, 2011

LINCOLN FINANCIAL DISTRIBUTORS, INC.

RIA

CRD#: 145

BELLEVUE, WA

Past

July 19, 2010 - September 8, 2010

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

CRD#: 2881

SEATTLE, WA

Past

July 18, 2002 - April 30, 2008

JOHN HANCOCK DISTRIBUTORS LLC

CRD#: 5249

BOSTON, MA

Past

April 5, 1999 - May 13, 1999

AETNA FINANCIAL SERVICES, INC.

CRD#: 13255

HARTFORD, CT

Past

January 12, 1998 - May 13, 1999

VOYA FINANCIAL PARTNERS, LLC

CRD#: 34815

WINDSOR, CT

Past

October 13, 1994 - October 24, 1997

GUARDIAN INVESTOR SERVICES LLC

CRD#: 6635

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Washington
(8/31/2018)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 7/30/2010

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 8/22/2003

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 1/23/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 7/16/2010

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 10/7/1994

Investment Company Products/Variable Contracts Representative Examination

Current Firm

PLANIT FINANCIAL LLC

PLANIT 401K | PLANIT FINANCIAL LLC | PLANIT 403B

CRD#: 293533 / SEC#:

Washington

Registered Investment Advisory firm - (8/31/2018 Approved)

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Contact information

Main Address

Wenatchee, WA

Mailing Address

Phone number

(206) 660-2821

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	17
AUM (Assets Under Management)	$ 25,233,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Keith E. Mayfield

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Keith Everett Mayfield's CRS (Customer Relationship Summary).

Certified licenses

Experience

LINCOLN FINANCIAL DISTRIBUTORS, INC.

LINCOLN FINANCIAL DISTRIBUTORS, INC.

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

JOHN HANCOCK DISTRIBUTORS LLC

AETNA FINANCIAL SERVICES, INC.

VOYA FINANCIAL PARTNERS, LLC

GUARDIAN INVESTOR SERVICES LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 7/30/2010

Series 63

Date: 8/22/2003

SIE

Date: 1/23/2018

Series 7

Date: 7/16/2010

Series 6

Date: 10/7/1994

Current Firm

PLANIT FINANCIAL LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

PLANIT FINANCIAL LLC

TRUST BUT VERIFY

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