Anthony V. Mercadante
Professional summary
Anthony Vincent Mercadante, who also goes by Anthony V Mercadante, Tony Mercadante, Anthony Mercadante, is a registered financial professional currently at FORESIDE FINANCIAL SERVICES, LLC located in Portland, Maine and FORESIDE GLOBAL SERVICES, LLC located in Portland, Maine.
Anthony is registered as a RR (Registered Representative) and started their career in finance in 1995. Anthony has worked at 22 firms and has passed the Series 66, Series 63, SIE, Series 34, Series 3, Series 7, Series 24, Series 9 and Series 10 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Anthony Vincent Mercadante's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 15, 2024 - Present
FORESIDE FINANCIAL SERVICES, LLC
Office #1: 190 Middle Street Suite 301, Portland, ME 04101May 15, 2024 - Present
FORESIDE GLOBAL SERVICES, LLC
Office #1: 190 Middle Street Suite 301, Portland, ME 04101May 15, 2024 - Present
PERPETUAL AMERICAS FUNDS DISTRIBUTORS, LLC
Office #1: 190 Middle Street Suite 301, Portland, ME 04101May 15, 2024 - Present
IMST DISTRIBUTORS, LLC
Office #1: 190 Middle Street Suite 301, Portland, ME 04101May 15, 2024 - Present
QUASAR DISTRIBUTORS, LLC
Office #1: 190 Middle Street Suite 301, Portland, ME 04101May 15, 2024 - Present
FORESIDE FUND SERVICES, LLC
Office #1: 190 Middle Street Suite 301, Portland, ME 04101May 15, 2024 - Present
FORESIDE FUNDS DISTRIBUTORS LLC
Office #1: 190 Middle Street Suite 301, Portland, ME 04101June 14, 2021 - April 1, 2024
INDEPENDENT FINANCIAL GROUP, LLC
June 14, 2021 - April 1, 2024
INDEPENDENT FINANCIAL GROUP, LLC
October 12, 2018 - December 3, 2019
SUMMIT BROKERAGE SERVICES, INC.
October 12, 2018 - June 15, 2021
FIRST ALLIED SECURITIES, INC.
October 12, 2018 - June 15, 2021
CETERA FINANCIAL SPECIALISTS LLC
October 12, 2018 - June 15, 2021
CETERA ADVISORS LLC
October 11, 2018 - June 15, 2021
CETERA INVESTMENT SERVICES LLC
April 19, 2017 - June 15, 2021
CETERA WEALTH SERVICES, LLC
April 19, 2017 - June 15, 2021
CETERA WEALTH SERVICES, LLC
March 7, 2017 - March 21, 2017
MIRAMONTES CAPITAL, LLC
July 1, 2016 - January 30, 2017
CUSO FINANCIAL SERVICES, L.P.
July 1, 2016 - January 30, 2017
CUSO FINANCIAL SERVICES, L.P.
February 10, 2015 - March 4, 2016
MB TRADING
July 2, 2014 - February 5, 2015
A.G.P. / ALLIANCE GLOBAL PARTNERS
July 2, 2014 - February 5, 2015
A.G.P. / ALLIANCE GLOBAL PARTNERS
June 18, 2014 - July 1, 2014
PRINCIPAL SECURITIES, INC.
July 16, 2013 - July 1, 2014
PRINCIPAL SECURITIES, INC.
March 18, 2002 - July 23, 2013
SCOTTRADE, INC.
September 18, 2000 - July 5, 2001
CHARLES SCHWAB & CO., INC.
August 3, 1995 - July 14, 2000
EDWARD JONES
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(5/15/2024)
Exams
FINRA
Current Firm
FORESIDE FUNDS DISTRIBUTORS LLC
CRD#: 31334 / SEC#: , 8-45467
Contact information
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FORESIDE DISTRIBUTORS LLC | DIRECTOR OWNER/SOLE MEMBER | |
| BRUNNER, JENNIFER ANNE | VP/CHIEF COMPLIANCE OFFICER | 1137783 |
| COWAN, TERESA MARIA KAZMIERSKI | PRESIDENT/MANAGER/DIRECTOR | 1544189 |
| EDELMAN, GABRIEL | SECRETARY | 6654419 |
| LA FOND, SUSAN LORENE | TREASURER | 4512785 |
| LANZA, CHRISTOPHER CONTE | VICE PRESIDENT | 2184856 |
| MACCHIA, KATE SCHENDEL | VICE PRESIDENT | 4863973 |
| SOMMERS, WESTON | CFO/FINOP | 5290145 |
Red Flags
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Company Information
FORESIDE FUNDS DISTRIBUTORS LLC
CRD#: 31334Portland, ME 04101TRUST BUT VERIFY
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