Stephen M. Duttenhofer

RENAISSANCE MACRO RESEARCH LLC

Lake Placid, NY

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CRD#: 2517485

Professional summary

Stephen Matthew Duttenhofer is a registered financial advisor currently at RENAISSANCE MACRO RESEARCH LLC located in Lake Placid, New York and RENAISSANCE MACRO SECURITIES, LLC located in Asbury Park, New Jersey.

Stephen is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1999. Stephen has worked at 5 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

I AM AN EMPLOYEE AND OWNER OF RENMAC INTEGRATED ALPHA, A HEDGE FUND THAT INVESTS IN LARGE CAP US EQUITIES LOCATED AT 116 EAST 16TH ST, 12TH FLOOR NEW YORK, NY 10003, IT IS AN INVESTMENT-RELATED BUSINESS, I DEVOTE 1 HOUR PER MONTH, MOSTLY DURING SECURITY TRADING HOURS, MY START DATE WAS JULY 2014.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Stephen Matthew Duttenhofer's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 12, 2022 - Present

RENAISSANCE MACRO RESEARCH LLC

RIA

CRD#: 311821

Lake Placid, NY

Current

April 16, 2013 - Present

RENAISSANCE MACRO SECURITIES, LLC

Office #1: 305 Bond Street Floor 3, Asbury Park, NJ 07712

CRD#: 163927

Asbury Park, NJ

Past

November 3, 2011 - April 12, 2013

RAFFERTY CAPITAL MARKETS, LLC

CRD#: 23682

GARDEN CITY, NY

Past

March 28, 2011 - October 31, 2011

PULSE TRADING, INC.

CRD#: 104022

NEW YORK, NY

Past

August 12, 1999 - February 14, 2011

INTERNATIONAL STRATEGY & INVESTMENT GROUP LLC

CRD#: 28195

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Connecticut
(9/18/2023)

Illinois
(12/6/2023)

New Jersey
(6/21/2024)

New York
(4/16/2013)

IAR

New York
(1/12/2022)

Ohio
(7/18/2024)

South Carolina
(10/7/2024)

Texas
(6/21/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 12/21/2020

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 2/13/2002

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 8/12/1999

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 8/25/2020

General Securities Principal Examination

SRO Registrations

FINRA

SRO Registrations

Nasdaq Stock Market

Current Firm

RENAISSANCE MACRO RESEARCH LLC

CRD#: 311821 / SEC#:

New York

Registered Investment Advisory firm - (1/12/2022 Approved)

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Contact information

Main Address

Lake Placid, NY

Mailing Address

52 White Face Lane Box 52, Lake Placid, NY 12946

Phone number

(212) 537-8811

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Stephen M. Duttenhofer

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Stephen Matthew Duttenhofer's CRS (Customer Relationship Summary).

Certified licenses

Experience

RENAISSANCE MACRO SECURITIES, LLC

RAFFERTY CAPITAL MARKETS, LLC

PULSE TRADING, INC.

INTERNATIONAL STRATEGY & INVESTMENT GROUP LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 12/21/2020

Series 63

Date: 2/13/2002

SIE

Date: 10/1/2018

Series 7

Date: 8/12/1999

Series 24

Date: 8/25/2020

FINRA

Nasdaq Stock Market

Current Firm

RENAISSANCE MACRO RESEARCH LLC

Contact information

Documents

Red Flags

Company Information

RENAISSANCE MACRO RESEARCH LLC

TRUST BUT VERIFY

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