RV
Ron R. Valentine
PROMONTORY FINANCIAL PLANNING
Layton, UT 84040
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CRD#: 2517387
RV
Professional summary
Ron Robertson Valentine is a registered financial advisor currently at PROMONTORY FINANCIAL PLANNING, LLC located in Layton, Utah.
Ron is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1994. Ron has worked at 9 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 22 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1.RON VALENTINE INSURANCE-Y-LAYTON, UT-INSURANCE SALES-OWNER-06/1982-5-5-INSURANCE SALES 2.VALENTINE CPA-Y-KAYSVILLE, UT-CPA SERVICES-PRINCIPAL-01/1997-110-110-TAX PREPARATION 3.EMPYREAL HOLDINGS, LTD.-N-LAYTON, UT-REAL ESTATE RENTAL-GENERAL PARTNER-10/1999-1-0-RENTAL OF COMMERCIAL REAL ESTATE 4. 5.Valentine CPA & Engineering Company-N-Layton, UT-Accounting-Vice President-10/2016-10-10-Accounting & Engineering Services.
CRS (Client Relationship Summary) - RIA
Click below to view Ron Robertson Valentine's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
October 4, 2017 - Present
PROMONTORY FINANCIAL PLANNING, LLC
Office #1: 944 E Gordon Ave, Layton, UT 84040RIA
CRD#: 153666
Layton, UT
Past
December 11, 2013 - September 27, 2017
BFC PLANNING, INC.
RIA
CRD#: 119682
LAYTON, UT
Past
May 20, 2008 - December 10, 2013
BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC.
RIA
CRD#: 13609
Layton, UT
Past
May 13, 2008 - September 27, 2017
BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC.
BD
CRD#: 13609
Layton, UT
Past
August 3, 2004 - May 14, 2008
MONEY CONCEPTS CAPITAL CORP
BD
CRD#: 12963
KAYSVILLE, UT
Past
May 5, 2003 - July 28, 2004
OSAIC WEALTH, INC.
BD
CRD#: 23131
SCOTTSDALE, AZ
Past
January 11, 2002 - April 25, 2003
ALLSTATE FINANCIAL SERVICES, LLC
BD
CRD#: 18272
LINCOLN, NE
Past
November 24, 1998 - December 14, 2001
ONEAMERICA SECURITIES, INC.
BD
CRD#: 4173
INDIANAPOLIS, IN
Past
November 24, 1998 - December 14, 2001
AMERICAN UNITED LIFE INSURANCE COMPANY
BD
CRD#: 1075
INDIANAPOLIS, IN
Past
August 8, 1994 - November 20, 1998
WMA SECURITIES, INC.
BD
CRD#: 32625
DULUTH, GA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
PF
PROMONTORY FINANCIAL PLANNING, LLC
GOAR FINANCIAL SERVICES | PROMONTORY FINANCIAL PLANNING, LLC | PROMONTORY FINANCIAL PLANNIG, LLC | PREMIER FINANCIAL PLANNING
CRD#: 153666 / SEC#: 801-114494
RIA
Registered Investment Advisory firm - (1/28/2019 Approved)Arizona
Registered Investment Advisory firm - (2/1/2019 Terminated)California
Registered Investment Advisory firm - (4/10/2019 Terminated)Colorado
Registered Investment Advisory firm - (2/12/2019 Terminated)Idaho
Registered Investment Advisory firm - (2/1/2019 Terminated)Utah
Registered Investment Advisory firm - (2/4/2019 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Utah(10/4/2017)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
PF
PROMONTORY FINANCIAL PLANNING, LLC
GOAR FINANCIAL SERVICES | PROMONTORY FINANCIAL PLANNING, LLC | PROMONTORY FINANCIAL PLANNIG, LLC | PREMIER FINANCIAL PLANNING
CRD#: 153666 / SEC#: 801-114494
RIA
Registered Investment Advisory firm - (1/28/2019 Approved)Arizona
Registered Investment Advisory firm - (2/1/2019 Terminated)California
Registered Investment Advisory firm - (4/10/2019 Terminated)Colorado
Registered Investment Advisory firm - (2/12/2019 Terminated)Idaho
Registered Investment Advisory firm - (2/1/2019 Terminated)Utah
Registered Investment Advisory firm - (2/4/2019 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
Farmington, UT
Mailing Address
Phone number
(801) 513-2545
Established
Firm type
Fiscal year end
# of Employees
11
SEC notice filing (5 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 570 |
| AUM (Assets Under Management) | $ 280,000,000 |
Red Flags
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Company Information
PROMONTORY FINANCIAL PLANNING, LLC
CRD#: 153666Layton, UT 84040TRUST BUT VERIFY
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