JW
Jenifer L. Williams
ROBERT W. BAIRD & CO.
Naples, FL
Some features on this profile are disabled
CRD#: 2517348
JW
Professional summary
Jenifer Lynn Williams, who also goes by Jenifer Lynn Kruer, is a registered financial advisor currently at ROBERT W. BAIRD & CO. INCORPORATED located in Naples, Florida.
Jenifer is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1998. Jenifer has worked at 2 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Jenifer Lynn Kruer
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1)SOLUTIONS IN MOTION LLC, NON-INVEST RELATED, 200 W MARKET ST, SALEM IN 47167, AUTO PARTS, CO-OWNER, 3/2011, 0 HRS/MONTH AND 0 DURING TRADING HRS, NO DUTIES.
2)CHARLESTOWN AUTO PARTS AND PAINT LLC, NON-INVEST RELATED, 923 MARKET ST, CHARLESTOWN IN 47111, AUTO PARTS STORE, CO-OWNER, 3/2009, 0 HRS/MONTH AND DURING TRADING HRS, NO DUTIES.
3)SCOTTSBURG AUTO PARTS, NON-INVEST RELATED, 376 N GARDINER ST, SCOTTSBURG IN 47170, AUTO PARTS THAT SPOUSE MANAGES/OWNS, CO-OWNER, 5/1996, 0 HRS/MONTH AND DURING TRADING HRS, NO DUTIES.
4)SALEM AUTO PARTS AND PAINT LLC, NON-INVEST RELATED, 200 W MARKET ST, SALEM IN 47176, AUTO PARTS, CO-OWNER, 3/2004, 0 HRS/MONTH AND DURING TRADING HRS, NO DUTIES.
5)TB&G Salem LLC, not investment-related, 200 W Market St Salem IN 47167, The assets in the LLC is a building in Salem IN that our business Salem Auto Parts is located, Member/Owner, 3/2016, 0 hrs/month, no duties or responsibilities.
6)TB&G Brownstown LLC, not investment-related, 210 S Main St Brownstone IN 47220, The assets in the LLC is a building in Brownstone IN that our business Scottsburg Auto Parts is located, Member/Owner, 3/2016, 0 hrs/month, no duties or responsibilities.
7)TB&G Scottsburg LLC, not investment-related, 376 Gardner St Scottsburg IN 47170, The assets in the LLC is a building in Scottsburg IN that our business Scottsburg Auto Parts is located, Member/Owner, 3/2016, 0 hrs/month, no duties or responsibilities.
8) TB&G, CHARLESTOWN, OWNER/SOLE PROPRIETOR, NO DUTIES, SET UP FOR LIMITED LIABILITY, ASSETS INTHE BUILDING IN CHARLESTOWN IN THAT OUR CHARLESTOWN AUTO AND PAINT BUSINESS IS LOCATED. START DATE 01/01/2016, 921 MARKET STREET, CHARLESTOWN, IN 47111,0 HRS/MO, 0 HRS/MOTRADING.
CRS (Client Relationship Summary) - RIA
Click below to view Jenifer Lynn Williams's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Jenifer Lynn Williams's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
October 18, 2019 - Present
ROBERT W. BAIRD & CO. INCORPORATED
Office #3: 4803 Olympia Park Plaza 4th Floor, Suite 4000, Louisville, KY, 40241RIA
BD
CRD#: 8158
Naples, FL
Current
October 18, 2019 - Present
ROBERT W. BAIRD & CO. INCORPORATED
Office #2: 4803 Olympia Park Plaza 4th Floor, Suite 4000, Louisville, KY, 40241RIA
BD
CRD#: 8158
Naples, FL
Past
January 7, 2004 - October 18, 2019
J.J.B. HILLIARD, W.L. LYONS, LLC
RIA
CRD#: 453
LOUISVILLE, KY
Past
August 26, 1998 - October 18, 2019
J.J.B. HILLIARD, W.L. LYONS, LLC
BD
CRD#: 453
LOUISVILLE, KY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
ROBERT W. BAIRD & CO. INCORPORATED
BAIRD | THE DDK GROUP | ROBERT W. BAIRD & CO. INCORPORATED | CHAUTAUQUA CAPITAL MANAGEMENT | BAIRD PRIVATE WEALTH MANAGEMENT | BAIRD PRIVATE ASSET MANAGEMENT | BAIRD INSTITUTIONAL EQUITIES & RESEARCH | BAIRD GENERATIONAL WEALTH GROUP | BAIRD EQUITY ASSET MANAGEMENT | BAIRD ADVISORS
CRD#: 8158 / SEC#: 801-7571, 8-497
RIA
Registered Investment Advisory firm - SEC (7/14/1971 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(1/31/2023)
RR
Arizona(7/10/2024)
RR
California(1/31/2023)
RR
Colorado(1/31/2023)
RR
Florida(1/25/2023)
IAR
Florida(1/26/2023)
RR
Georgia(1/31/2023)
RR
Illinois(1/31/2023)
RR
Indiana(10/18/2019)
IAR
Indiana(7/10/2025)
RR
Kentucky(10/18/2019)
IAR
Kentucky(10/18/2019)
RR
Maine(12/13/2024)
RR
Maryland(1/31/2023)
RR
Massachusetts(10/10/2023)
RR
Michigan(1/31/2023)
RR
Minnesota(7/10/2024)
RR
Missouri(1/31/2023)
RR
Montana(1/31/2023)
RR
Nebraska(1/31/2023)
RR
Nevada(7/10/2024)
RR
New Mexico(7/10/2024)
RR
New York(1/31/2023)
RR
North Carolina(1/31/2023)
RR
Ohio(1/31/2023)
RR
Oklahoma(7/10/2024)
RR
South Carolina(1/31/2023)
RR
Tennessee(1/31/2023)
RR
Texas(1/12/2023)
IAR
Texas(1/12/2023)
RR
Virginia(1/31/2023)
RR
Washington(1/31/2023)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
SRO Registrations
RR
NYSE American LLC
SRO Registrations
RR
Nasdaq Stock Market
SRO Registrations
RR
New York Stock Exchange
Current Firm
ROBERT W. BAIRD & CO. INCORPORATED
BAIRD | THE DDK GROUP | ROBERT W. BAIRD & CO. INCORPORATED | CHAUTAUQUA CAPITAL MANAGEMENT | BAIRD PRIVATE WEALTH MANAGEMENT | BAIRD PRIVATE ASSET MANAGEMENT | BAIRD INSTITUTIONAL EQUITIES & RESEARCH | BAIRD GENERATIONAL WEALTH GROUP | BAIRD EQUITY ASSET MANAGEMENT | BAIRD ADVISORS
CRD#: 8158 / SEC#: 801-7571, 8-497
RIA
Registered Investment Advisory firm - SEC (7/14/1971 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
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Contact information
Main Address
777 E. Wisconsin Avenue, Milwaukee, WI 53202-5391
Mailing Address
P.o. Box 672, Milwaukee, WI 53201
Phone number
(414) 765-3500
Established
Wisconsin since 12/29/1919
Firm type
Corporation
Fiscal year end
December
Firm Size
Large
# of Employees
4,175
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Documents
Part 2 Brochures
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| BAIRD FINANCIAL CORPORATION | SHAREHOLDER | |
| BOOTH, STEVEN GREGORY | CHAIRMAN, PRESIDENT, CHIEF EXECUTIVE OFFICER | 2147388 |
| DAHLBERG, ERIK CHARLES | DIRECTOR | 1650544 |
| GRAVERSON, CHRISTA LYNN | CHIEF COMPLIANCE OFFICER | 4912961 |
| LAWTON, PATRICK STEVEN | DIRECTOR | 1007318 |
| MAXWELL, TERRANCE PATRICK | CHIEF FINANCIAL OFFICER, DIRECTOR | 1463158 |
| PALMER, ANGELA MARIE | REGISTERED INVESTMENT ADVISOR CCO | 4915568 |
| SCHROEDER, MICHAEL JOHN | DIRECTOR | 1483012 |
| SCHULTZ, PAUL LEE | GENERAL COUNSEL, SECRETARY | 1965163 |
| STANEK, MARY ELLEN | DIRECTOR | 2006493 |
| THUROW, LAURA K | CHIEF OPERATIONS OFFICER | 3193702 |
Regulatory assets under management
| Total Number of Accounts | 350,776 |
| AUM (Assets Under Management) | $ 342,142,869,924 |
Disclosures
| Regulatory Event | 43 |
| Arbitration | 31 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/24/2024 | ||
| 11/15/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
