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Alfredo J. Yanes
ACTITRUST WEALTH MANAGEMENT LLC
Plantation, FL 33324
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CRD#: 2517311
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Professional summary
Alfredo Jorge Yanes, who also goes by Alfredo J Yanes, is a registered financial advisor currently at ACTITRUST WEALTH MANAGEMENT LLC located in Plantation, Florida.
Alfredo is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1994. Alfredo has worked at 5 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Alfredo J Yanes
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) 03/2012-PRESENT; BALLIAGE INVESTMENTS, LLC (DBA); IR;
2) 08/2016-PRESENT; ACTITRUST WEALTH MANAGEMENT LLC; IR; RIA; 300 S. PINE ISLAND RD. SUITE 315, PLANTATION, FL 33324
3) Alfredo Jorge Yanes serves as Director/Secretary of a foreign company, Actiadvisors Corp that offers financial advisory services to non-US Clients and receives no compensation from this. One hour per year is devoted to this business.
4) Alfredo Jorge Yanes is an independent licensed insurance agent, and from time to time, will offer clients advice or products from those activities. Clients should be aware that these services pay a commission or other compensation and involve a conflict of interest, as commissionable products conflict with the fiduciary duties of a registered investment adviser. ActiTrust always acts in the best interest of the client; including the sale of commissionable products to advisory clients. Clients are in no way required to utilize the services of any representative of ActiTrust in connection with such individual's activities outside of ActiTrust.
CRS (Client Relationship Summary) - RIA
Click below to view Alfredo Jorge Yanes's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
September 16, 2016 - Present
ACTITRUST WEALTH MANAGEMENT LLC
Office #1: 300 S. Pine Island Rd. Suite 305, Plantation, FL 33324RIA
CRD#: 284827
Plantation, FL
Past
June 25, 2012 - December 18, 2018
WESTERN INTERNATIONAL SECURITIES, INC.
RIA
CRD#: 39262
Plantation, FL
Past
March 16, 2012 - December 18, 2018
WESTERN INTERNATIONAL SECURITIES, INC.
BD
CRD#: 39262
Plantation, FL
Past
August 2, 1999 - March 19, 2012
TRUIST INVESTMENT SERVICES, INC.
RIA
CRD#: 17499
FORT LAUDERDALE, FL
Past
July 30, 1999 - March 19, 2012
TRUIST INVESTMENT SERVICES, INC.
BD
CRD#: 17499
FORT LAUDERDALE, FL
Past
August 1, 1997 - March 3, 1998
BARNETT INVESTMENTS, INC.
BD
CRD#: 14897
JACKSONVILLE, FL
Past
September 7, 1994 - October 13, 1995
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BD
CRD#: 7691
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AW
ACTITRUST WEALTH MANAGEMENT LLC
ACTITRUST WEALTH MANAGEMENT LLC
CRD#: 284827 / SEC#: 801-120812
RIA
Registered Investment Advisory firm - (4/16/2021 Approved)Florida
Registered Investment Advisory firm - (5/6/2021 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Florida(9/16/2016)
IAR
Texas(12/6/2022)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
AW
ACTITRUST WEALTH MANAGEMENT LLC
ACTITRUST WEALTH MANAGEMENT LLC
CRD#: 284827 / SEC#: 801-120812
RIA
Registered Investment Advisory firm - (4/16/2021 Approved)Florida
Registered Investment Advisory firm - (5/6/2021 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
300 S. Pine Island Rd. Suite 305, Plantation, FL 33324
Mailing Address
Phone number
(754) 229-0051
Established
Firm type
Fiscal year end
# of Employees
6
SEC notice filing (2 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 172 |
| AUM (Assets Under Management) | $ 123,861,627 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
ACTITRUST WEALTH MANAGEMENT LLC
CRD#: 284827Plantation, FL 33324TRUST BUT VERIFY
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