Paul J. Meeks
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Paul James Meeks III, who also goes by Jim Meeks III, was a registered financial professional .
Paul is a previously registered financial professional and started their career in finance in 1994. Paul had worked at 4 firms and has passed the Series 63, Series 31 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 11, 1999 - November 27, 2000
TRIQUEST FINANCIAL, INC.
April 29, 1997 - February 8, 1999
PRUDENTIAL EQUITY GROUP, LLC
January 23, 1996 - May 5, 1997
CROWELL, WEEDON & CO.
August 16, 1994 - January 31, 1996
MORGAN STANLEY DW INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
TRIQUEST FINANCIAL, INC.
CRD#: 6596 / SEC#: , 8-17701
Contact information
Documents
Disclosures
| Regulatory Event | 4 |
| Arbitration | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
