Peter T. Welle
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Peter Timothy Welle was a registered financial professional .
Peter is a previously registered financial professional and started their career in finance in 1994. Peter had worked at 13 firms and has passed the Series 65, Series 63, Series 7, Series 53, Series 4 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 27, 2006 - September 13, 2013
G1 EXECUTION SERVICES, LLC
October 4, 2006 - September 13, 2013
E*TRADE CLEARING LLC
April 5, 2006 - September 13, 2013
E*TRADE SECURITIES LLC
June 9, 2005 - March 31, 2006
VAN KAMPEN ADVISORS INC
June 10, 2004 - March 17, 2006
MORGAN STANLEY DW INC.
June 10, 2004 - March 31, 2006
INVESCO CAPITAL MARKETS, INC.
June 10, 2004 - March 31, 2006
MORGAN STANLEY DISTRIBUTORS INC.
June 10, 2004 - March 31, 2006
MORGAN STANLEY DISTRIBUTION, INC.
September 4, 2002 - March 22, 2006
MORGAN STANLEY & CO. LLC
May 18, 2001 - August 8, 2002
CITIGROUP GLOBAL MARKETS INC.
February 4, 1998 - May 18, 1998
CHEVY CHASE FINANCIAL SERVICES
September 26, 1996 - February 19, 1998
AMERICAN EXPRESS SERVICE CORPORATION
August 23, 1994 - October 27, 1995
JOHN G. KINNARD AND COMPANY, INCORPORATED
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
G1 EXECUTION SERVICES, LLC
CRD#: 111528 / SEC#: , 8-53174
Contact information
FINRA licenses (2 States and Territories)
Documents
Disclosures
| Regulatory Event | 34 |
| Civil Event | 1 |
Red Flags
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