Brian T. Brenneman
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Brian Trevor Brenneman, who also goes by Brian Brenneman, was a registered financial professional .
Brian is a previously registered financial professional and started their career in finance in 1994. Brian had worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 7, 2021 - January 21, 2025
FRANKLIN DISTRIBUTORS, LLC
December 27, 2018 - July 7, 2021
FRANKLIN TEMPLETON FINANCIAL SERVICES CORP.
January 8, 2002 - July 7, 2021
FRANKLIN/TEMPLETON DISTRIBUTORS, LLC
November 28, 2000 - September 19, 2001
ASSETMARK CAPITAL CORPORATION
February 3, 1999 - October 5, 2000
VOYA INVESTMENTS DISTRIBUTOR, LLC
January 11, 1995 - January 22, 1999
FRANKLIN/TEMPLETON DISTRIBUTORS, LLC
July 25, 1994 - August 16, 1994
WOODBURY FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
FRANKLIN DISTRIBUTORS, LLC
CRD#: 109064 / SEC#: , 8-53089
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
Disclosures
| Regulatory Event | 1 |
Red Flags
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