Wilma M. Turner
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Wilma Mae Turner, who also goes by Wilma Mae Weaver, was a registered financial professional .
Wilma is a previously registered financial professional and started their career in finance in 2002. Wilma had worked at 6 firms and has passed the Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 31, 2018 - January 6, 2025
J.W. COLE FINANCIAL, INC.
November 1, 2017 - August 2, 2018
CETERA WEALTH SERVICES, LLC
January 31, 2013 - November 1, 2017
GIRARD SECURITIES, INC.
November 21, 2005 - February 5, 2013
INVEST FINANCIAL CORPORATION
January 1, 2004 - November 29, 2005
CETERA ADVISORS LLC
January 1, 2002 - January 1, 2004
IFG NETWORK SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
J.W. COLE FINANCIAL, INC.
CRD#: 124583 / SEC#: , 8-65698
Contact information
FINRA licenses (52 States and Territories)
Direct owners and executive officers
Disclosures
| Regulatory Event | 1 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
