Jeffrey P. Badamo
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jeffrey Paul Badamo was a registered financial professional .
Jeffrey is a previously registered financial professional and started their career in finance in 1994. Jeffrey had worked at 8 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 27 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 6, 2010 - October 20, 2011
SECURITIES AMERICA, INC.
September 30, 2009 - May 9, 2016
AMERIPRISE FINANCIAL SERVICES, LLC
September 25, 2009 - May 9, 2016
AMERIPRISE FINANCIAL SERVICES, LLC
October 19, 2005 - October 6, 2009
UBS FINANCIAL SERVICES INC.
October 17, 2005 - October 6, 2009
UBS FINANCIAL SERVICES INC.
January 12, 2005 - October 3, 2005
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
November 3, 2004 - October 3, 2005
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
April 9, 2004 - August 17, 2004
IDS LIFE INSURANCE COMPANY
April 9, 2004 - August 17, 2004
AMERIPRISE FINANCIAL SERVICES, LLC
March 8, 2001 - December 18, 2003
SECURITIES SERVICE NETWORK, LLC
January 3, 1996 - June 15, 1998
PATRICOF SECURITIES CORP.
August 15, 1994 - July 21, 1995
VALMEX INTERNATIONAL INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
SECURITIES AMERICA, INC.
CRD#: 10205 / SEC#: , 8-26602
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| SECURITIES AMERICA FINANCIAL CORP. | SHAREHOLDER | |
| CHAFFEE, HAROLD GERARD | VICE PRESIDENT, CHIEF COMPLIANCE OFFICER | 2905661 |
| CORNICK, GREGORY ALLEN | DIRECTOR | 3132991 |
| FORD, ERINN JUNE | INTERIM PRESIDENT, DIRECTOR AND CEO | 2176816 |
| GERB, JASON HARRIS | SVP, CHIEF REGULATORY OFFICER | 3021815 |
| HULETT, KIRK JESSE | EXECUTIVE VICE PRESIDENT, STRATEGY & PRACTICE MANAGEMENT, DIRECTOR | 2528380 |
| PRICE, JAMES DALE | CHAIRMAN | 1243224 |
| SCHLUETER, MATTHEW ADAM | EXECUTIVE VICE PRESIDENT, DIRECTOR | 2627931 |
| SCHMIDT, DAVID MARTIN | TREASURER, FINANCIAL AND OPERATIONS PRINCIPAL | 5675524 |
Disclosures
| Regulatory Event | 58 |
| Arbitration | 27 |
| Bond | 5 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
