Raymond H. Sutterlin
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Raymond Henry Sutterlin, who also goes by Raymond H Sutterlin, was a registered financial professional .
Raymond is a previously registered financial professional and started their career in finance in 1997. Raymond had worked at 3 firms and has passed the Series 27 exam.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 24, 2002 - June 22, 2004
UTENDAHL CAPITAL GROUP, LLC
June 21, 1999 - June 22, 2004
UTENDAHL CAPITAL PARTNERS, L.P.
September 11, 1997 - April 7, 1999
VALORES FINAMEX INTERNATIONAL, INC.
State Registrations and Notice Filings
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Exams
Current Firm
UTENDAHL CAPITAL GROUP, LLC
CRD#: 113617 / SEC#: , 8-53343
Contact information
Documents
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
