Eugene W. Hoysler
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Eugene Wallace Hoysler, who also goes by Gene Hoysler, was a registered financial professional .
Eugene is a previously registered financial professional and started their career in finance in 1965. Eugene had worked at 9 firms and has passed the Series 63, Series 5 and Series 1 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 4, 2002 - April 1, 2003
NDX TRADING, INC.
April 30, 1997 - August 26, 2002
THE OAK RIDGE FINANCIAL SERVICES GROUP, INC.
September 24, 1992 - April 30, 1997
CANACCORD GENUITY WEALTH MANAGEMENT (USA) INC.
June 15, 1987 - September 21, 1992
CRAIG-HALLUM, INC.
August 23, 1983 - June 5, 1987
ROBERT W. BAIRD & CO. INCORPORATED
November 5, 1982 - October 3, 1983
MORGAN STANLEY DW INC.
September 6, 1978 - November 16, 1982
BECKER PARIBAS INCORPORATED
January 15, 1975 - September 29, 1978
WHITE, WELD & CO. INCORPORATED
September 30, 1974 - November 5, 1974
CRAIG-HALLUM, INC.
January 5, 1965 - January 15, 1975
WHITE, WELD & CO., INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 5
Date: 12/11/1982
Interest Rate Options ExaminationSeries 1
Date: 2/13/1958
Registered Representative ExaminationCurrent Firm
NDX TRADING, INC.
CRD#: 39940 / SEC#: , 8-48905
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| NDX HOLDINGS, INC. | SHAREHOLDER | |
| THOMPSON, CHAD MICHAEL | PRESIDENT/CEO/FINOP/CCO/MUNICIPAL SECURITIES PRINCIPAL | 4116364 |
Disclosures
| Regulatory Event | 5 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
