Kenneth R. Mask
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Kenneth Ray Mask was a registered financial professional .
Kenneth is a previously registered financial professional and started their career in finance in 1995. Kenneth had worked at 4 firms and has passed the Series 63 and Series 22 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 11, 1997 - November 25, 1997
N.E.I. ENERGY PARTNERS, INC.
July 2, 1996 - February 26, 1997
ATLANTIC PACIFIC FINANCIAL, INC.
February 28, 1996 - May 31, 1996
LONE STAR SECURITIES, INC.
February 10, 1995 - May 31, 1995
LANE HARTMAN SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
N.E.I. ENERGY PARTNERS, INC.
CRD#: 42667 / SEC#: , 8-49932
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
