Salvatore Valente
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Salvatore Valente was a registered financial professional .
Salvatore is a previously registered financial professional and started their career in finance in 1994. Salvatore had worked at 7 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 12, 2000 - November 21, 2000
JOSEPH STEVENS & CO., INC.
April 20, 2000 - September 28, 2000
AMERICAN INVESTMENT SERVICES, INC.
February 8, 1997 - June 5, 1998
J.W. BARCLAY & CO., INC.
August 16, 1996 - January 23, 1997
S. D. COHN & CO., INC.
November 14, 1995 - September 13, 1996
LT LAWRENCE & CO., INC.
December 8, 1994 - December 11, 1995
ROYCE INVESTMENT GROUP, INC.
August 4, 1994 - October 19, 1994
HANOVER, STERLING & COMPANY LTD.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
JOSEPH STEVENS & CO., INC.
CRD#: 35459 / SEC#: , 8-46901
Contact information
Documents
Disclosures
| Regulatory Event | 7 |
| Arbitration | 10 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
