Michael D. Pohlman
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michael Dean Pohlman, CFP® was a registered financial professional .
Michael is a previously registered financial professional and started their career in finance in 1994. Michael had worked at 11 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 2, 2011 - July 8, 2024
ALIGHT FINANCIAL ADVISORS, LLC
September 12, 2011 - July 8, 2024
ALIGHT FINANCIAL SOLUTIONS, LLC
June 23, 2005 - October 20, 2010
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC
June 23, 2005 - October 20, 2010
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC
December 2, 2003 - February 25, 2005
VANGUARD ADVISERS, INC.
October 29, 2003 - December 2, 2003
VANGUARD ADVISERS, INC.
October 29, 2003 - February 25, 2005
VANGUARD MARKETING CORPORATION
September 30, 2002 - October 1, 2003
NCF FINANCIAL SERVICES, INC.
September 30, 2002 - October 1, 2003
NCF FINANCIAL SERVICES, INC.
October 11, 2001 - September 30, 2002
INVEST FINANCIAL CORPORATION
July 6, 1999 - September 30, 2002
INVEST FINANCIAL CORPORATION
April 1, 1998 - September 10, 1999
LASALLE FINANCIAL SERVICES, INC.
January 31, 1997 - April 1, 1998
ALLSTATE FINANCIAL SERVICES, LLC
October 10, 1994 - January 21, 1997
IDS LIFE INSURANCE COMPANY
October 10, 1994 - January 21, 1997
AMERIPRISE FINANCIAL SERVICES, LLC
Primary Firm SEC Registration
ALIGHT FINANCIAL ADVISORS, LLC
CRD#: 158744 / SEC#: 801-72679
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
ALIGHT FINANCIAL ADVISORS, LLC
CRD#: 158744 / SEC#: 801-72679
Contact information
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 197,089 |
| AUM (Assets Under Management) | $ 30,882,928,556 |
Red Flags
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