Philip D. Beviano

FLAGSTAR ADVISORS

Boca Raton, FL

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CRD#: 2516187

Professional summary

Philip Donald Beviano JR, who also goes by Philip Donald Beviano, is a registered financial advisor currently at FLAGSTAR ADVISORS located in Boca Raton, Florida.

Philip is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1994. Philip has worked at 11 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Philip Donald Beviano

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1.) B2B Rentals LLC; Investment related; Real Estate Holding LLC; 5976 Hwy 258a Lagrange, NC, 28551; Owner; Strip Mall; Start 12/2012; 1 hour per month. 2.) New York Community Bancorp (NYCB - 102 Duffy Avenue, Hicksville, NY 11801) is the parent company for Flagstar Advisors, Inc. As such, NYCB (or its affiliates) may pay compensation to the representative including, but not limited to, cash bonuses, equity incentives, and/or referral fees. Title: Group Director Investments - Senior Vice President. Activity is investment related and commenced on 6-1-24. Approximate time required: weekly, includes during trading hours.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Philip Donald Beviano JR's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

CRS (Client Relationship Summary) - BD

Click below to view Philip Donald Beviano JR's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 28, 2010 - Present

FLAGSTAR ADVISORS

RIA

CRD#: 104233

Boca Raton, FL

Current

December 23, 2009 - Present

FLAGSTAR ADVISORS

RIA

CRD#: 104233

Boca Raton, FL

Past

May 29, 2007 - December 19, 2009

CITIGROUP GLOBAL MARKETS INC.

RIA

CRD#: 7059

LONG BEACH, NY

Past

May 29, 2007 - December 19, 2009

CITIGROUP GLOBAL MARKETS INC.

CRD#: 7059

LONG BEACH, NY

Past

December 6, 2004 - May 29, 2007

CITICORP INVESTMENT SERVICES

RIA

CRD#: 23988

LONG BEACH, NY

Past

April 11, 2002 - May 29, 2007

CITICORP INVESTMENT SERVICES

CRD#: 23988

LONG BEACH, NY

Past

September 24, 2001 - April 9, 2002

BNY MELLON SECURITIES CORPORATION

CRD#: 231

NEW YORK, NY

Past

August 10, 1998 - October 26, 2001

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

NEW YORK, NY

Past

November 13, 1997 - August 27, 1998

MORGAN STANLEY DW INC.

CRD#: 7556

PURCHASE, NY

Past

June 30, 1997 - November 14, 1997

MORGAN, TAYLOR & ASSOCIATES, INC.

CRD#: 37447

MINEOLA, NY

Past

April 23, 1997 - July 2, 1997

ASH FINANCIAL CORP.

CRD#: 24990

GREAT NECK, NY

Past

August 5, 1996 - April 17, 1997

JOSEPHTHAL & CO., INC.

CRD#: 3227

NEW YORK, NY

Past

January 25, 1995 - August 28, 1996

ROYCE INVESTMENT GROUP, INC.

CRD#: 10494

WOODBURY, NY

Past

December 2, 1994 - February 1, 1995

GKN SECURITIES CORP.

CRD#: 19415

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

FLAGSTAR ADVISORS

CRD#: 104233 / SEC#: 801-67767, 8-52697

RIA

Registered Investment Advisory firm - SEC (5/10/2007 Approved)

Florida

Registered Investment Advisory firm - SEC (5/14/2007 Terminated)

New Jersey

Registered Investment Advisory firm - SEC (5/14/2007 Terminated)

Broker-Dealer Firm Regulated by FINRA (New York district office)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

California
(1/30/2025)

Connecticut
(1/31/2025)

Delaware
(8/27/2025)

District of Columbia
(3/21/2025)

Florida
(6/28/2010)

IAR

Florida
(6/28/2010)

Georgia
(1/27/2025)

Illinois
(1/2/2001)

Maryland
(6/18/2025)

Minnesota
(2/20/2025)

New York
(1/19/2025)

North Carolina
(1/27/2025)

Oklahoma
(9/3/2025)

Pennsylvania
(1/22/2025)

South Carolina
(1/21/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 1/8/2002

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 12/1/1994

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 11/11/1994

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

FLAGSTAR ADVISORS

CRD#: 104233 / SEC#: 801-67767, 8-52697

RIA

Registered Investment Advisory firm - SEC (5/10/2007 Approved)

Florida

Registered Investment Advisory firm - SEC (5/14/2007 Terminated)

New Jersey

Registered Investment Advisory firm - SEC (5/14/2007 Terminated)

Broker-Dealer Firm Regulated by FINRA (New York district office)

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Contact information

Main Address

1400 Broadway 16th Floor 16th Floor, New York, NY, 10018

Mailing Address

1400 Broadway 16th Floor, New York, NY, 10018

Phone number

(646) 822-1475

Established

New York since 05/26/2000

Firm type

Corporation

Fiscal year end

December

Firm Size

Small

# of Employees

SEC notice filing (53 States and Territories)

FINRA licenses (52 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Customer Relationship Summary (CRS / FINRA)

Latest Form ADV

Part 2 Brochures

FLAGSTAR ADVISORS, INC. PART 2A BROCHURE (2/28/2025)

Direct owners and executive officers

Name	Position	CRD#
FLAGSTAR BANK, N.A.	SHAREHOLDER
FEIT, ADAM BRIAN	HEAD OF SPECIALIZED INDUSTRIES AND CAPITAL MARKETS, DIRECTOR	3261251
GERAGHTY, DOUGLAS P	CHIEF COMPLIANCE OFFICER, DIRECTOR	6106821
MCGLYNN, BRIAN JOSEPH	COMPLIANCE REGISTERED OPTIONS PRINCIPAL AND COMPLIANCE OFFICER	4463942
PAWANI, SHWETA PRABHUDAS	FINOP/CHIEF FINANCIAL OFFICER	4934669
PERRY, PHILIP VINCENT	CEO, OSJ PRINCIPAL, MUNICIPAL SECURITIES PRINCIPAL, SENIOR REGISTERED OPTIONS PRINCIPAL	2120399
PITTSEY, MARK ANDREW	HEAD OF PRIVATE BANKING & WEALTH MANAGEMENT, DIRECTOR	2226562
RAFFETTO, RICHARD ALEXANDER	PRESIDENT OF COMMERCIAL AND PRIVATE BANKING, DIRECTOR	3161430
STERN, SETH WILLIAM	SENIOR DEPUTY GENERAL COUNSEL, DIRECTOR	7987857

Regulatory assets under management

Total Number of Accounts	1,571
AUM (Assets Under Management)	$ 1,155,077,972

Disclosures

Arbitration

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Philip D. Beviano

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Philip Donald Beviano JR's CRS (Customer Relationship Summary).

CRS (Client Relationship Summary) - BD

Click below to view Philip Donald Beviano JR's CRS (Customer Relationship Summary).

Certified licenses

Experience

FLAGSTAR ADVISORS

CITIGROUP GLOBAL MARKETS INC.

CITIGROUP GLOBAL MARKETS INC.

CITICORP INVESTMENT SERVICES

CITICORP INVESTMENT SERVICES

BNY MELLON SECURITIES CORPORATION

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MORGAN STANLEY DW INC.

MORGAN, TAYLOR & ASSOCIATES, INC.

ASH FINANCIAL CORP.

JOSEPHTHAL & CO., INC.

ROYCE INVESTMENT GROUP, INC.

GKN SECURITIES CORP.

Primary Firm SEC Registration

FLAGSTAR ADVISORS

State Registrations and Notice Filings

Exams

Series 65

Date: 1/8/2002

Series 63

Date: 12/1/1994

SIE

Date: 10/1/2018

Series 7

Date: 11/11/1994

FINRA

Current Firm

FLAGSTAR ADVISORS

Contact information

SEC notice filing (53 States and Territories)

FINRA licenses (52 States and Territories)

Documents

Part 2 Brochures

Direct owners and executive officers

Regulatory assets under management

Disclosures

Red Flags

Company Information

FLAGSTAR ADVISORS

TRUST BUT VERIFY

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