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Shawn Cantor

CRD# 2516182·Registered 1996 - 2011
Previously Registered: Being a previously registered professional could mean that Shawn is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Shawn Cantor was a registered financial advisor. Shawn was a previously registered financial professional and started their career in finance 1996 - 2011. Shawn had worked at 7 firms and has passed the Series 63, Series 7 and Series 24 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

30 years in the financial services industry

Current & Past Employments

ECHOTRADE LLC·CRD# 42239
BD
Phoenix, AZ
June 22, 2006 - December 22, 2011
STG SECURE TRADING GROUP, INC.·CRD# 41216
BD
Boca Raton, FL
May 8, 2003 - September 5, 2003
HAPOALIM SECURITIES USA, INC.·CRD# 266
BD
New York, NY
February 9, 2001 - March 22, 2001
MONTROSE CAPITAL MANAGEMENT LTD.·CRD# 40799
BD
New York, NY
January 14, 1999 - February 7, 2001
BARINGTON CAPITAL GROUP, L.P.·CRD# 29383
BD
New York, NY
February 4, 1997 - October 29, 1998
MEYERS POLLOCK ROBBINS, INC.·CRD# 13436
BD
New York, NY
November 7, 1996 - February 14, 1997
LCP CAPITAL CORP.·CRD# 14469
BD
Staten Island, NY
April 26, 1996 - September 19, 1996

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Current Firm

EL
ECHOTRADE LLC

ECHOTRADE LLC | VAN BUREN SECURITIES, LLC

CRD#: 42239 / SEC#: 8-49764
BD
Terminated by SEC on 11/12/2013

Contact Information

Established

Delaware since 01/01/2000

Firm Type

Limited Liability Company

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
DEETER, MISCHALIMITED PARTNER5132163
DEWIT, JEFFREY JAMESPRESIDENT—
DUFAULT, VINCENT ALLENBOARD MEMBER2566993
KELLER, ROBERT DENNISCHIEF OPERATING OFFICER—
PARKER, MARTY LEEBOARD MEMBER2954332
REEB, ANDREW PAULCHIEF FINANCIAL OFFICER4391114

Disclosures

Regulatory Event

4

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Jul 1996About the Series 63 exam

Series 7 — General Securities Representative Examination

Passed Apr 1996About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed Jul 1999About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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