Shawn Cantor
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Shawn Cantor was a registered financial professional .
Shawn is a previously registered financial professional and started their career in finance in 1996. Shawn had worked at 7 firms and has passed the Series 63, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 22, 2006 - December 22, 2011
ECHOTRADE LLC
May 8, 2003 - September 5, 2003
STG SECURE TRADING GROUP, INC.
February 9, 2001 - March 22, 2001
HAPOALIM SECURITIES USA, INC.
January 14, 1999 - February 7, 2001
MONTROSE CAPITAL MANAGEMENT LTD.
February 4, 1997 - October 29, 1998
BARINGTON CAPITAL GROUP, L.P.
November 7, 1996 - February 14, 1997
MEYERS POLLOCK ROBBINS, INC.
April 26, 1996 - September 19, 1996
LCP CAPITAL CORP.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
ECHOTRADE LLC
CRD#: 42239 / SEC#: , 8-49764
Contact information
Documents
Disclosures
| Regulatory Event | 4 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
