Susan J. Xouris

RIALTO MARKETS LLC

NEW YORK, NY 10004

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CRD#: 2516125

Professional summary

Susan Judith Xouris, who also goes by Susan Monnig, is a registered financial professional currently at RIALTO MARKETS LLC located in New York, New York.

Susan is registered as a RR (Registered Representative) and started their career in finance in 2007. Susan has worked at 7 firms and has passed the Series 66, Series 82TO, Series 52TO, SIE, Series 7, Series 14, Series 53 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Susan Monnig

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Susan Judith Xouris's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 3, 2025 - Present

RIALTO MARKETS LLC

Office #1: 42 Broadway Suite 12-129, New York, NY 10004

CRD#: 283477

NEW YORK, NY

Past

March 20, 2024 - February 18, 2025

ALTO SECURITIES, LLC

CRD#: 318536

NASHVILLE, TN

Past

May 4, 2023 - February 28, 2024

RIALTO MARKETS LLC

CRD#: 283477

NEW YORK, NY

Past

October 12, 2021 - April 28, 2023

SECURITIZE MARKETS, LLC

CRD#: 283256

New York, NY

Past

November 12, 2019 - October 6, 2021

MARINER WEALTH

RIA

CRD#: 140195

OVERLAND PARK, KS

Past

September 25, 2017 - October 6, 2021

MSEC, LLC

CRD#: 154327

Overland Park, KS

Past

April 20, 2010 - August 25, 2017

CBOE TRADING, INC.

CRD#: 136734

KANSAS CITY, MO

Past

July 18, 2007 - April 9, 2010

VSR FINANCIAL SERVICES, INC.

RIA

CRD#: 14503

OVERLAND PARK, KS

Past

May 8, 2007 - April 9, 2010

VSR FINANCIAL SERVICES, INC.

CRD#: 14503

OVERLAND PARK, KS

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Alabama
(3/3/2025)

Alaska
(3/3/2025)

Arizona
(3/3/2025)

Arkansas
(3/3/2025)

California
(3/3/2025)

Colorado
(3/3/2025)

Connecticut
(3/3/2025)

Delaware
(3/3/2025)

District of Columbia
(3/3/2025)

Florida
(3/3/2025)

Georgia
(3/3/2025)

Hawaii
(3/3/2025)

Idaho
(3/3/2025)

Illinois
(3/3/2025)

Indiana
(3/3/2025)

Iowa
(3/3/2025)

Kansas
(3/3/2025)

Kentucky
(3/3/2025)

Louisiana
(3/3/2025)

Maine
(3/3/2025)

Maryland
(3/3/2025)

Massachusetts
(3/3/2025)

Michigan
(3/3/2025)

Minnesota
(3/3/2025)

Mississippi
(3/3/2025)

Missouri
(3/3/2025)

Montana
(3/3/2025)

Nebraska
(3/3/2025)

Nevada
(3/3/2025)

New Hampshire
(3/3/2025)

New Jersey
(3/3/2025)

New Mexico
(3/3/2025)

New York
(3/3/2025)

North Carolina
(3/3/2025)

North Dakota
(3/3/2025)

Ohio
(3/4/2025)

Oklahoma
(3/3/2025)

Oregon
(3/3/2025)

Pennsylvania
(3/3/2025)

Puerto Rico
(3/3/2025)

Rhode Island
(3/3/2025)

South Carolina
(3/3/2025)

South Dakota
(3/3/2025)

Tennessee
(3/3/2025)

Texas
(3/3/2025)

Utah
(3/3/2025)

Vermont
(3/3/2025)

Virginia
(3/3/2025)

Washington
(3/3/2025)

West Virginia
(3/3/2025)

Wisconsin
(3/3/2025)

Wyoming
(3/3/2025)

Exams

State Security Law Exam

IAR

Series 66

Date: 7/16/2007

Uniform Combined State Law Examination

General Industry/Product Exam

Series 82TO

Date: 5/4/2023

Limited Representative-Private Securities Offerings

General Industry/Product Exam

Series 52TO

Date: 1/2/2023

Municipal Securities Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 5/7/2007

General Securities Representative Examination

Principal/Supervisory Exam

Series 14

Date: 1/2/2023

Compliance Officer Examination

Principal/Supervisory Exam

Series 53

Date: 6/26/2021

Municipal Securities Principal Examination

Principal/Supervisory Exam

Series 24

Date: 10/8/2007

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

RIALTO MARKETS LLC

RIALTO MARKETS LLC | RIALTO TRADING NETWORK LLC

CRD#: 283477 / SEC#: , 8-69756

Broker-Dealer Firm Regulated by FINRA (New York district office)

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Contact information

Main Address

42 Broadway Suite 12-129, New York, NY 10004

Mailing Address

42 Broadway Suite 12-129, New York, NY 10004

Phone number

(917) 575-2601

Established

Delaware since 08/05/2016

Firm type

Limited Liability Company

Fiscal year end

June

Firm Size

Small

# of Employees

FINRA licenses (52 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
RIALTO TRADING HOLDINGS LLC	DIRECT PARENT
NOONAN, SHARI NICOLE	CEO	2463810
ROTHENBERG, SHARI P	FINOP	6590875
SIMMONS, RYAN A	CHIEF OPERATING OFFICER	2504080
XOURIS, SUSAN JUDITH	CHIEF COMPLIANCE OFFICER	2516125

Disclosures

Regulatory Event

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Susan J. Xouris

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Susan Judith Xouris's CRS (Customer Relationship Summary).

Certified licenses

Experience

ALTO SECURITIES, LLC

RIALTO MARKETS LLC

SECURITIZE MARKETS, LLC

MARINER WEALTH

MSEC, LLC

CBOE TRADING, INC.

VSR FINANCIAL SERVICES, INC.

VSR FINANCIAL SERVICES, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 7/16/2007

Series 82TO

Date: 5/4/2023

Series 52TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 7

Date: 5/7/2007

Series 14

Date: 1/2/2023

Series 53

Date: 6/26/2021

Series 24

Date: 10/8/2007

FINRA

Current Firm

RIALTO MARKETS LLC

Contact information

FINRA licenses (52 States and Territories)

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

RIALTO MARKETS LLC

TRUST BUT VERIFY

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