Marshalle A. Wright
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Marshalle Adine Wright, who also goes by Marshalle Adine Elbakatoushi, Marshalle Adine Palm, was a registered financial professional .
Marshalle is a previously registered financial professional and started their career in finance in 1994. Marshalle had worked at 7 firms and has passed the Series 63, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 17, 2005 - March 10, 2009
CADARET, GRANT & CO., INC.
July 15, 2004 - October 18, 2005
C. J. M. PLANNING CORP.
June 11, 2002 - July 9, 2004
HACKETT ASSOCIATES, INC.
October 1, 2000 - June 10, 2002
WELLS FARGO CLEARING SERVICES, LLC
August 31, 1999 - October 1, 2000
FIRST UNION BROKERAGE SERVICES, INC.
March 31, 1997 - July 6, 1999
VANGUARD MARKETING CORPORATION
July 25, 1994 - October 27, 1995
PRUCO SECURITIES, LLC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
CADARET, GRANT & CO., INC.
CRD#: 10641 / SEC#: 801-42709, 8-27844
Contact information
FINRA licenses (4 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 25,442 |
| AUM (Assets Under Management) | $ 7,671,069,034 |
Disclosures
| Regulatory Event | 17 |
| Arbitration | 4 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/14/2024 | ||
| 01/10/2024 | ||
| 12/14/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
