James L. Hesdra
Professional summary
James Louis Hesdra was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
James is a previously registered financial professional and started their career in finance in 1994. Prior to being barred, James had worked at 10 firms, which includes NATIONAL SECURITIES CORPORATION, BROCKINGTON SECURITIES INC., J.P. TURNER & COMPANY L.L.C., FIRST LIBERTY INVESTMENT GROUP INC., HUNTER WORLD MARKETS INC., JOSEPH STEVENS & CO. INC., BARRON CHASE SECURITIES INC., LCP CAPITAL CORP., A. T. BROD & CO. INC., ROBERT TODD FINANCIAL CORP..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 3, 2003 - April 10, 2003
NATIONAL SECURITIES CORPORATION
October 30, 2002 - January 15, 2003
BROCKINGTON SECURITIES, INC.
July 19, 2000 - April 12, 2001
J.P. TURNER & COMPANY, L.L.C.
June 20, 1997 - June 25, 1998
FIRST LIBERTY INVESTMENT GROUP, INC.
March 13, 1997 - June 23, 1997
HUNTER WORLD MARKETS, INC.
July 31, 1995 - September 23, 1996
JOSEPH STEVENS & CO., INC.
July 13, 1995 - August 5, 1996
BARRON CHASE SECURITIES, INC.
May 5, 1995 - August 5, 1996
BARRON CHASE SECURITIES, INC.
April 24, 1995 - May 30, 1995
LCP CAPITAL CORP.
April 11, 1995 - May 3, 1995
BARRON CHASE SECURITIES, INC.
December 9, 1994 - April 12, 1995
A. T. BROD & CO. INC.
July 25, 1994 - December 15, 1994
ROBERT TODD FINANCIAL CORP.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 8
Date: 1/16/1995
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
NATIONAL SECURITIES CORPORATION
CRD#: 7569 / SEC#: , 8-164
Contact information
FINRA licenses (1 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| NATIONAL HOLDINGS CORPORATION | PARENT, OWNER | |
| MARKUNAS, MICHAEL | CHIEF COMPLIANCE OFFICER | 1832307 |
Disclosures
| Regulatory Event | 66 |
| Arbitration | 16 |
Red Flags
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