CS
Craig R. Seligman
PROACTIVE WEALTH STRATEGIES
Marietta, GA 30068
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CRD#: 2515820
CS
Professional summary
Craig Ryan Seligman is a registered financial advisor currently at PROACTIVE WEALTH STRATEGIES, LLC located in Marietta, Georgia and LPL FINANCIAL LLC located in Marietta, Georgia.
Craig is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1994. Craig has worked at 10 firms and has passed the Series 66, Series 65, Series 63, SIE, Series 7, Series 6, Series 24 and Series 26 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. 02/14/2018 - PWS REAL ESTATE, LLC - Not Investment Related - 533 JOHNSON FERRY ROAD, BLDG. C, SUITE 100, MARIETTA,GA 30068- Real Estate Rental - Start Date 5/31/16. 2. 02/14/2018 - PROACTIVE WEALTH STRATEGIES - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business). 3. 6/11/2019 - No Business Name - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Started 06/03/2019 - 2 Hours Per Month/0 Hours During Securities Trading. 4. 07/30/2019 - Proactive Wealth Management - Not investment related - 6240 Old Hickory Pt - Business Entity For Tax/Investment Purposes Only - start date:08/01/2019 - 2 hrs/mo - 0 hrs during trading. 5. 05/10/2022 - Proactive Wealth Strategies, LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Start Date - 04/01/2022- 160 Hours Per Month/ 8 Hours During Securities Trading- Time Spent 100% - I provide investment advisory services through Proactive Wealth Strategies, LLC, an independent investment advisor firm. I started this business activity in 5/2022. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.advisorinfo.sec.gov/IAPD. This firm is separate from and independent of LPL Financial.
CRS (Client Relationship Summary) - RIA
Click below to view Craig Ryan Seligman's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
May 5, 2022 - Present
PROACTIVE WEALTH STRATEGIES, LLC
Office #1: 533 Johnson Ferry Road Bldg. C Suite 100, Marietta, GA 30068RIA
CRD#: 318872
Marietta, GA
Current
February 14, 2018 - Present
LPL FINANCIAL LLC
Office #1: 533 Johnson Ferry Rd Bldg C-100, Marietta, GA 30068RIA
BD
CRD#: 6413
MARIETTA, GA
Past
February 14, 2018 - June 29, 2022
LPL FINANCIAL LLC
RIA
CRD#: 6413
SANDY SPRINGS, GA
Past
May 20, 2011 - February 20, 2018
INVEST FINANCIAL CORPORATION
RIA
CRD#: 12984
MARIETTA, GA
Past
May 18, 2011 - February 14, 2018
INVEST FINANCIAL CORPORATION
BD
CRD#: 12984
MARIETTA, GA
Past
January 15, 2010 - July 6, 2011
PROACTIVE WEALTH STRATEGIES, LLC
RIA
CRD#: 142646
MARIETTA, GA
Past
August 9, 2007 - December 31, 2009
PROACTIVE WEALTH STRATEGIES, LLC
RIA
CRD#: 142646
MARIETTA, GA
Past
April 18, 2007 - August 21, 2007
TRIAD ADVISORS LLC
RIA
CRD#: 25803
MARIETTA, GA
Past
April 17, 2007 - May 18, 2011
TRIAD ADVISORS LLC
BD
CRD#: 25803
MARIETTA, GA
Past
March 17, 2005 - April 16, 2007
1717 CAPITAL MANAGEMENT COMPANY
RIA
CRD#: 4082
ATLANTA, GA
Past
January 26, 2005 - April 16, 2007
1717 CAPITAL MANAGEMENT COMPANY
BD
CRD#: 4082
ATLANTA, GA
Past
January 14, 2004 - January 14, 2005
CETERA ADVISORS LLC
RIA
CRD#: 10299
ATLANTA, GA
Past
September 2, 2003 - January 14, 2005
CETERA ADVISORS LLC
BD
CRD#: 10299
GREENWOOD VILLAGE, CO
Past
July 16, 2001 - September 9, 2003
NEW ENGLAND SECURITIES
BD
CRD#: 615
NEW YORK, NY
Past
December 5, 1994 - July 6, 2001
WOODBURY FINANCIAL SERVICES, INC.
BD
CRD#: 421
OAKDALE, MN
Past
July 26, 1994 - October 18, 1994
MCLAUGHLIN, PIVEN, VOGEL SECURITIES, INC.
BD
CRD#: 7404
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
PW
PROACTIVE WEALTH STRATEGIES, LLC
PATTON FINANCIAL ASSOCIATES | PROACTIVE WEALTH STRATEGIES, LLC | PROACTIVE WEALTH SOLUTIONS LLC
CRD#: 318872 / SEC#: 801-123491
RIA
Registered Investment Advisory firm - (3/22/2022 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(4/20/2022)
RR
Arizona(2/14/2018)
RR
California(2/14/2018)
RR
Colorado(2/14/2018)
RR
Connecticut(10/29/2019)
RR
District of Columbia(10/31/2022)
RR
Florida(2/15/2018)
RR
Georgia(2/14/2018)
IAR
Georgia(5/5/2022)
RR
Illinois(2/14/2018)
RR
Kentucky(2/14/2018)
RR
Louisiana(2/14/2018)
RR
Maine(2/14/2018)
RR
Maryland(2/14/2018)
RR
Massachusetts(10/30/2019)
RR
Michigan(2/14/2018)
RR
Mississippi(6/11/2019)
RR
Missouri(7/31/2023)
RR
Nebraska(10/4/2019)
RR
New Mexico(10/16/2019)
RR
New York(2/14/2018)
RR
North Carolina(2/14/2018)
RR
Ohio(10/15/2019)
RR
Oklahoma(2/14/2018)
RR
Oregon(2/14/2018)
RR
Puerto Rico(7/18/2024)
RR
Rhode Island(2/14/2018)
RR
South Carolina(2/14/2018)
RR
Tennessee(2/14/2018)
RR
Texas(2/14/2018)
IAR
Texas(7/7/2022)
RR
Virginia(2/14/2018)
RR
Washington(2/14/2018)
RR
Wyoming(7/31/2018)
Exams
State Security Law Exam
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
PW
PROACTIVE WEALTH STRATEGIES, LLC
PATTON FINANCIAL ASSOCIATES | PROACTIVE WEALTH STRATEGIES, LLC | PROACTIVE WEALTH SOLUTIONS LLC
CRD#: 318872 / SEC#: 801-123491
RIA
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Contact information
Main Address
533 Johnson Ferry Road Bldg. C Suite 100, Marietta, GA 30068
Mailing Address
Phone number
(770) 971-4142
Established
Firm type
Fiscal year end
# of Employees
5
SEC notice filing (8 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 381 |
| AUM (Assets Under Management) | $ 253,549,812 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
PROACTIVE WEALTH STRATEGIES, LLC
CRD#: 318872Marietta, GA 30068TRUST BUT VERIFY
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Contact information
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
