Michael T. Mccambridge
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michael Thomas Mccambridge was a registered financial professional .
Michael is a previously registered financial professional and started their career in finance in 1994. Michael had worked at 5 firms and has passed the Series 66, Series 63, SIE, Series 3, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 13, 2019 - December 31, 2020
TD AMERITRADE INVESTMENT MANAGEMENT, LLC
August 13, 2019 - January 11, 2021
TD AMERITRADE, INC.
August 12, 2019 - January 11, 2021
TD AMERITRADE, INC.
September 2, 2011 - October 8, 2015
OPTIONSXPRESS, INC.
June 9, 2010 - June 11, 2018
CHARLES SCHWAB & CO., INC.
October 10, 2007 - June 11, 2018
CHARLES SCHWAB & CO., INC.
November 9, 1994 - May 14, 1997
MONEY CONCEPTS CAPITAL CORP
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
TD AMERITRADE INVESTMENT MANAGEMENT, LLC
CRD#: 111514 / SEC#: 801-55501
Contact information
Regulatory assets under management
| Total Number of Accounts | 101,875 |
| AUM (Assets Under Management) | $ 15,827,987,428 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 04/17/2023 | ||
| 12/22/2021 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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