Kevin M. Mcadams
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Kevin M Mcadams was a registered financial professional .
Kevin is a previously registered financial professional and started their career in finance in 2005. Kevin had worked at 4 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 15, 2014 - February 12, 2018
BENJAMIN & JEROLD BROKERAGE I, LLC
March 28, 2013 - September 27, 2013
BENJAMIN & JEROLD BROKERAGE I, LLC
December 16, 2005 - December 31, 2010
MARWOOD ALTERNATIVE ASSET MANAGEMENT LLC
September 7, 2005 - April 4, 2011
MARWOOD GROUP
April 29, 2005 - August 3, 2005
THOMAS P. REYNOLDS SECURITIES LTD.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
BENJAMIN & JEROLD BROKERAGE I, LLC
CRD#: 29110 / SEC#: , 8-44133
Contact information
Documents
Disclosures
| Regulatory Event | 6 |
| Arbitration | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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