Benjamin D. Johnson

SPEECE THORSON CAPITAL GROUP

Minnetonka, MN 55305-5231

Some features on this profile are disabled

CRD#: 2515681

Professional summary

Benjamin David Johnson is a registered financial advisor currently at SPEECE THORSON CAPITAL GROUP INC located in Minnetonka, Minnesota.

Benjamin is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1997. Benjamin has worked at 3 firms and has passed the Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Benjamin David Johnson's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 23, 2014 - Present

SPEECE THORSON CAPITAL GROUP INC

Office #1: 601 Carlson Parkway Suite 850, Minnetonka, MN 55305-5231

RIA

CRD#: 106052

Minnetonka, MN

Past

January 12, 1998 - March 3, 1999

JOHN G. KINNARD AND COMPANY, INCORPORATED

CRD#: 466

MINNEAPOLIS, MN

Past

February 13, 1997 - June 25, 1997

DAIN RAUSCHER INCORPORATED

CRD#: 7600

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

SPEECE THORSON CAPITAL GROUP INC

SPEECE THORSON CAPITAL GROUP INC | ST CAPITAL

CRD#: 106052 / SEC#: 801-39816

RIA

Registered Investment Advisory firm - (4/8/1992 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Minnesota
(1/23/2014)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 2/21/1997

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 2/12/1997

General Securities Representative Examination

Current Firm

SPEECE THORSON CAPITAL GROUP INC

SPEECE THORSON CAPITAL GROUP INC | ST CAPITAL

CRD#: 106052 / SEC#: 801-39816

RIA

Registered Investment Advisory firm - (4/8/1992 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

601 Carlson Parkway Suite 850, Minnetonka, MN 55305-5231

Mailing Address

Phone number

(612) 338-4649

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (2 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2 JANUARY 30, 2025 (2/5/2025)

Regulatory assets under management

Total Number of Accounts	40
AUM (Assets Under Management)	$ 522,000,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Chad Rusten

ELEMENT SQUARED PRIVATE WEALTH

IAR

Minneapolis, MN

Ryan Golden

WELLS FARGO CLEARING SERVICES, LLC

IAR

Crystal, MN

Janai Deitt

THRIVENT INVESTMENT MANAGEMENT INC.

IAR

McKinney, TX

Why Advisor Check

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Benjamin D. Johnson

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Benjamin David Johnson's CRS (Customer Relationship Summary).

Certified licenses

Experience

SPEECE THORSON CAPITAL GROUP INC

JOHN G. KINNARD AND COMPANY, INCORPORATED

DAIN RAUSCHER INCORPORATED

Primary Firm SEC Registration

SPEECE THORSON CAPITAL GROUP INC

State Registrations and Notice Filings

Exams

Series 63

Date: 2/21/1997

Series 7

Date: 2/12/1997

Current Firm

SPEECE THORSON CAPITAL GROUP INC

Contact information

SEC notice filing (2 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

SPEECE THORSON CAPITAL GROUP INC

TRUST BUT VERIFY

Similar Advisors