Patrick J. Gillespie
Professional summary
Patrick Joseph Gillespie was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Patrick is a previously registered financial professional and started their career in finance in 1995. Prior to being barred, Patrick had worked at 5 firms, which includes WINDSOR STREET CAPITAL LP, INSTITUTIONAL EQUITY CORPORATION, AMERIVET SECURITIES INC., SEABOARD SECURITIES INC., FIRST ASSET MANAGEMENT INC..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 30, 1996 - July 22, 1999
WINDSOR STREET CAPITAL, LP
October 27, 1995 - November 1, 1996
INSTITUTIONAL EQUITY CORPORATION
September 14, 1995 - October 6, 1995
AMERIVET SECURITIES, INC.
March 7, 1995 - September 22, 1995
SEABOARD SECURITIES, INC.
March 3, 1995 - April 3, 1995
FIRST ASSET MANAGEMENT, INC.
State Registrations and Notice Filings
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Exams
Current Firm
WINDSOR STREET CAPITAL, LP
CRD#: 34171 / SEC#: , 8-46219
Contact information
Documents
Disclosures
| Regulatory Event | 37 |
| Arbitration | 15 |
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