Peter J. Falker
Professional summary
Peter James Falker is a registered financial advisor currently at FALKER INVESTMENTS INC. located in Safety Harbor, Florida.
Peter is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1996. Peter has worked at 2 firms and has passed the Series 65 and Series 7 exams.
At a Glance
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Peter James Falker's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 24, 1999 - Present
FALKER INVESTMENTS INC.
October 31, 1996 - November 14, 1996
UBS ASSET MANAGEMENT (US) INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(6/24/1999)
(12/6/2013)
Exams
Current Firm
FALKER INVESTMENTS INC.
CRD#: 115132 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 155 |
| AUM (Assets Under Management) | $ 95,777,994 |
Red Flags
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