GA
Gary R. Alden
KINGWOOD INVESTMENT GROUP
Kingwood, TX 77339
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CRD#: 2515518
GA
Professional summary
Gary Roy Alden, who also goes by Gary R Alden, is a registered financial advisor currently at KINGWOOD INVESTMENT GROUP located in Kingwood, Texas.
Gary is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1994. Gary has worked at 5 firms and has passed the Series 65, Series 63, SIE, Series 31, Series 7, Series 51, Series 24 and Series 30 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Gary R Alden
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) KINGWOOD INVESTMENT GROUP POSITION: Owner NATURE: INSURANCE Life Health, LTC, Medicare Sup, Fixed Annuities, SPIAs INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 2 START DATE: 10/01/2006 ADDRESS: 1801 Kingwood Dr., Ste. 230, Kingwood TX 77339 DESCRIPTION: Sales of insurance products such as term, whole life, IUL, LTC, medicare supplements 2) KINGWOOD INVESTMENT GROUP POSITION: Owner NATURE: RENT FROM OFFICE TENANT INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 09/01/2010 ADDRESS: 1801 Kingwood Dr., Ste. 230, Kingwood TX 77339 DESCRIPTION: Collect rent 3) KINGWOOD INVESTMENT GROUP POSITION: owner NATURE: TEACHING Retirement Planning Today Classes INVESTMENT RELATED: No NUMBER OF HOURS: 6 SECURITIES TRADING HOURS: 0 START DATE: 10/01/2010 ADDRESS: 1801 Kingwood Dr., Ste. 230, Kingwood TX 77339 DESCRIPTION: Teaching classes about retirement planning. 4) KINGWOOD INVESTMENT GROUP POSITION: owner NATURE: DBA INVESTMENT RELATED: Yes No NUMBER OF HOURS: 3 SECURITIES TRADING HOURS: 3 START DATE: 01/30/2015 ADDRESS: 1801 Kingwood Dr., Ste. 230, Kingwood TX 77339 DESCRIPTION: Securities 5) GARY ALDEN POSITION: Agent NATURE: Notary Public INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 01/06/2014 ADDRESS: 1801 Kingwood Dr., Suite 230, Kingwood TX 77339 DESCRIPTION: Notarize documents. 6) KINGWOOD INVESTMENT GROUP POSITION: Certified College Advisor NATURE: Other Activity:Public workshop on college funding INVESTMENT RELATED: No NUMBER OF HOURS: 3 SECURITIES TRADING HOURS: 0 START DATE: 07/01/2016 ADDRESS: 1801 Kingwood Dt., Suite 230, Kingwood TX 77339, United States DESCRIPTION: Conduct public workshops explaining how the comprehensive college planning resource College Funding Solutions works. 7) KINGWOOD INVESTMENT GROUP POSITION: Owner NATURE: Teaching INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 5 START DATE: 03/05/2019 ADDRESS: 1801 Kingwood Dr., Suite 230, Kingwood TX 77339, United States DESCRIPTION: Conduct/teaching educational classes on Social Security, Medicare, Cybersecurity, Long-Term Care Planning, and Index Universal Life Insurance. 8) Kingwood Investment Group, Investment related, NATURE: RIA, START DATE: As soon as State of Texas approves the RIA, NUMBER OF HOURS: 160 hrs/month, 120 hrs/month during securities trading, DESCRIPTION: Financial Advisor, Financial Planner, CEO
CRS (Client Relationship Summary) - RIA
Click below to view Gary Roy Alden's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
May 9, 2024 - Present
KINGWOOD INVESTMENT GROUP
Office #1: 22001 Northpark Drive Suite 245, Kingwood, TX 77339RIA
CRD#: 330330
Kingwood, TX
Past
November 17, 2006 - October 18, 2024
NEXT FINANCIAL GROUP, INC.
RIA
CRD#: 46214
KINGWOOD, TX
Past
November 17, 2006 - October 18, 2024
NEXT FINANCIAL GROUP, INC.
BD
CRD#: 46214
KINGWOOD, TX
Past
November 12, 2003 - November 27, 2006
LPL FINANCIAL LLC
RIA
CRD#: 6413
KINGWOOD, TX
Past
November 12, 2003 - November 27, 2006
LPL FINANCIAL LLC
BD
CRD#: 6413
KINGWOOD, TX
Past
October 30, 1998 - November 26, 2003
UBS FINANCIAL SERVICES INC.
RIA
CRD#: 8174
THE WOODLANDS, TX
Past
October 30, 1998 - November 26, 2003
UBS FINANCIAL SERVICES INC.
BD
CRD#: 8174
WEEHAWKEN, NJ
Past
October 4, 1994 - November 2, 1998
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BD
CRD#: 7691
NEW YORK, NY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Texas(5/9/2024)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Current Firm
KI
KINGWOOD INVESTMENT GROUP
KINGWOOD INVESTMENT GROUP | KINGWOOD INVESTMENT GROUP, LLC
CRD#: 330330 / SEC#:
Texas
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Contact information
Main Address
22001 Northpark Drive Suite 245, Kingwood, TX 77339
Mailing Address
Phone number
(281) 359-7900
Established
Firm type
Fiscal year end
# of Employees
5
Regulatory assets under management
| Total Number of Accounts | 376 |
| AUM (Assets Under Management) | $ 85,134,097 |
Red Flags
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Company Information
KINGWOOD INVESTMENT GROUP
CRD#: 330330Kingwood, TX 77339TRUST BUT VERIFY
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