TW
Thomas M. Williams
FLAGSHIP HARBOR ADVISORS
Hingham, MA 02043
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CRD#: 2515270
TW
Professional summary
Thomas Marshall Williams, CFP®, who also goes by Thomas Williams, Tom Williams, is a registered financial advisor currently at FLAGSHIP HARBOR ADVISORS, LLC located in Hingham, Massachusetts and LPL FINANCIAL LLC located in Hingham, Massachusetts.
Thomas is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1994. Thomas has worked at 6 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
What are your service offerings?
Comprehensive Financial Planni...
Retirement Planning
Investment Planning
Insurance Planning
What is your minimum asset requirement?
250K
Are you a "fiduciary"?
Yes
Aliases
Thomas Williams | Tom Williams
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. 12/10/2015 - ChartHouse Capital, LLC - INV REL - 24 Shipyard Dr, Suite 201 Hingham, MA 02043 - Non-Variable Insurance - START 12/11/2015 - Term, Whole life, fixed, LTC 2. 12/10/2015 - ChartHouse Capital, LLC - INV REL - 24 Shipyard Dr, Suite 201 Hingham, MA 02043 - DBA for LPL Business (entity for LPL business) - START 12/11/2015 3. 3/30/2016: Flagship Harbor Advisors - DBA: (Hybrid) ChartHouse Capital, LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Started 12/11/2015 - 140 Hours Per Month/7 Hours During Securities Trading - Time Spent 95%. 4. 8/25/2016: Flagship Harbor Advisors - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Start 12/11/2015 - 140 Hours Per Month/7 Hours During Securities Trading - Time Spent 95% - I provide investment advisory services through "Flagship Harbor Advisors", an independent investment advisor firm. I started this business activity in 12/2015. I expect to spend approximately 140 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 5. 2/20/2019 - Habeeb Law - Investment Related - 24 Shipyard Dr., Suite 201, Hingham, MA 02043 - Real Estate Rental - Started 02/01/2019 - 0 Hours Per Month.
CRS (Client Relationship Summary) - RIA
Click below to view Thomas Marshall Williams's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2008
Experience
Current
December 11, 2015 - Present
FLAGSHIP HARBOR ADVISORS, LLC
Office #1: 24 Shipyard Drive Suite 201, Hingham, MA 02043RIA
CRD#: 155733
Hingham, MA
Current
December 10, 2015 - Present
LPL FINANCIAL LLC
Office #1: 24 Shipyard Dr, Ste 201, Hingham, MA 02043RIA
BD
CRD#: 6413
Hingham, MA
Past
October 29, 2009 - December 15, 2015
BOLTON SECURITIES CORPORATION
RIA
CRD#: 129376
HINGHAM, MA
Past
May 4, 2009 - December 15, 2015
BOLTON GLOBAL CAPITAL
BD
CRD#: 15650
HINGHAM, MA
Past
January 10, 1997 - May 5, 2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
RIA
CRD#: 7691
BOSTON, MA
Past
December 22, 1995 - May 5, 2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BD
CRD#: 7691
BOSTON, MA
Past
September 1, 1994 - December 1, 1995
PRUDENTIAL EQUITY GROUP, LLC
BD
CRD#: 7471
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
FH
FLAGSHIP HARBOR ADVISORS, LLC
3MERITUS WEALTH MANAGEMENT | TRESTLEBRIDGE CAPITAL | TINKHAM WEALTH MANAGEMENT | THRIVE WEALTH STRATEGIES | THORNE FINANCIAL PARTNERS | SHEVLIN WEALTH MANAGEMENT | SHEPARD FINANCIAL | SEASHORE FINANCIAL | SCHRUMM FINANCIAL | RISING TIDE CAPITAL | PARKER WEALTH MANAGEMENT | PARADIGM PRIVATE WEALTH | NORTHERN PEAK WEALTH MANAGEMENT | NORTHERN PEAK FINANCIAL | MUNROE MORROW WEALTH MANAGEMENT | MIRICA WEALTH | MCGUIGAN FINANCIAL | MAITLAND FINANCIAL GROUP | LAURENZ FINANCIAL | KEFAUVER FINANCIAL PLANNING & WEALTH MANAGEMENT | KARRIS & CO. | INTEGRITAS FINANCIAL ADVISORS | GOLDSON FINANCIAL | FLAGSHIP HARBOR ADVISORS, LLC | FIELDSTONE WEALTH MANAGEMENT | FENTON FINANCIAL GROUP | CURRENCY CAMP | CONCIERGE WEALTH MANAGEMENT | CHARTHOUSE CAPITAL | BRANDT WEALTH ADVISORS | BERRY MANAGEMENT, LLC | BERGSTRESSER FINANCIAL | AVERY WEALTH MANAGEMENT | ATLAS PRIVATE WEALTH ADVISORS | ARC FINANCIAL | ANDREASEN FINANCIAL
CRD#: 155733 / SEC#: 801-71997
RIA
Registered Investment Advisory firm - (12/8/2010 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(7/7/2021)
RR
California(12/10/2015)
RR
Colorado(1/29/2024)
RR
Delaware(2/19/2019)
RR
Florida(12/10/2015)
RR
Idaho(11/18/2024)
RR
Illinois(12/10/2015)
RR
Maryland(12/10/2015)
RR
Massachusetts(12/10/2015)
IAR
Massachusetts(12/11/2015)
RR
Minnesota(12/10/2015)
RR
Nevada(12/10/2015)
RR
New Hampshire(12/10/2015)
RR
New Mexico(12/10/2015)
RR
New York(12/14/2015)
RR
North Carolina(12/10/2015)
RR
Ohio(10/10/2019)
RR
Pennsylvania(5/10/2025)
RR
Rhode Island(12/10/2015)
RR
South Carolina(3/6/2025)
RR
Virginia(11/2/2020)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
FH
FLAGSHIP HARBOR ADVISORS, LLC
3MERITUS WEALTH MANAGEMENT | TRESTLEBRIDGE CAPITAL | TINKHAM WEALTH MANAGEMENT | THRIVE WEALTH STRATEGIES | THORNE FINANCIAL PARTNERS | SHEVLIN WEALTH MANAGEMENT | SHEPARD FINANCIAL | SEASHORE FINANCIAL | SCHRUMM FINANCIAL | RISING TIDE CAPITAL | PARKER WEALTH MANAGEMENT | PARADIGM PRIVATE WEALTH | NORTHERN PEAK WEALTH MANAGEMENT | NORTHERN PEAK FINANCIAL | MUNROE MORROW WEALTH MANAGEMENT | MIRICA WEALTH | MCGUIGAN FINANCIAL | MAITLAND FINANCIAL GROUP | LAURENZ FINANCIAL | KEFAUVER FINANCIAL PLANNING & WEALTH MANAGEMENT | KARRIS & CO. | INTEGRITAS FINANCIAL ADVISORS | GOLDSON FINANCIAL | FLAGSHIP HARBOR ADVISORS, LLC | FIELDSTONE WEALTH MANAGEMENT | FENTON FINANCIAL GROUP | CURRENCY CAMP | CONCIERGE WEALTH MANAGEMENT | CHARTHOUSE CAPITAL | BRANDT WEALTH ADVISORS | BERRY MANAGEMENT, LLC | BERGSTRESSER FINANCIAL | AVERY WEALTH MANAGEMENT | ATLAS PRIVATE WEALTH ADVISORS | ARC FINANCIAL | ANDREASEN FINANCIAL
CRD#: 155733 / SEC#: 801-71997
RIA
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Contact information
Main Address
346 Commercial Street, Boston, MA 02109
Mailing Address
Phone number
(857) 350-4229
Established
Firm type
Fiscal year end
# of Employees
60
SEC notice filing (37 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 13,382 |
| AUM (Assets Under Management) | $ 3,008,478,711 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
FLAGSHIP HARBOR ADVISORS, LLC
CRD#: 155733Hingham, MA 02043TRUST BUT VERIFY
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Contact information
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
