James Robert Thompson Ii

Business Name: Marshall Lions Club Investment Related: No Address: P O BOX 596 Marshall TX 756710596 Nature of Business: Board Position (Board of Directors, Board of Trustees, etc.) Position, Title or Relationship: Member - Board of Directors Start Date: 7/1/2019 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: Assist with conducting meetings of the Club and its Board of Directors. Discuss Club business, such as fund raising projects and donation of club charitable funds.Business Name: Kestra Advisory Services, LLC Investment Related: Yes Address: 5707 Southwest Parkway, Building 2, Suite 400 Austin TX 78735 Nature of Business: Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: Contractor Start Date: 8/20/2019 Hours per month: 11% - 20% (17 - 32 hours) Hours per month during trading hours: 11% - 20% (15 - 28 hours) Duties: Provide investment advisory services to clients. Assist in investment selection, investment combination, and monitoring on an ongoing basis.Business Name: Aspire Wealth Management, LLC Investment Related: Yes Address: 1965 Grangeway Road Marshall TX 75672 Nature of Business: Other Back Office Operations Position, Title or Relationship: President / Owner Start Date: 12/1/2012 Hours per month: 11% - 20% (17 - 32 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: Keep books on company operation. Pay expenses associated with business. File all tax / governmental reports required of the business.Business Name: Noble Wealth Advisors Investment Related: Yes Address: 203 East Travis Street Marshall TX 75670 Nature of Business: Registered Rep Activities through Kestra Investment Services, LLC using a DBA name; Insurance; Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: Wealth Manager Start Date: 8/20/2019 Hours per month: 100%+ (More than 160 hours) Hours per month during trading hours: 91% - 100% (127 - 140 hours) Duties: Help clients select investments to meet their goals - either through traditional brokerage activities or through Advisory services for a fee. Recommendation of various insurance products to cover various financial risks of individual clients. Assistance with forming and routine monitoring of plans for a successful retirement strategy.Business Name: James R Thompson - Commercial Real Estate Investment Related: No Address: 2308 S Washington Avenue Marshall TX 75672 Nature of Business: Real Estate Position, Title or Relationship: Owner / Manager Start Date: 7/1/1997 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: Maintain building and grounds of property; Negotiate lease to a third party; Collect rent and pay expenses; Maintain financial records of the property.