Kenneth A. Wasik
Professional summary
Kenneth Allen Wasik is a registered financial professional currently at M&A SECURITIES GROUP, INC. located in Kansas City, Missouri.
Kenneth is registered as a RR (Registered Representative) and started their career in finance in 1994. Kenneth has worked at 8 firms and has passed the Series 63, Series 79TO, SIE, Series 7 and Series 24 exams.
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Kenneth Allen Wasik's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 21, 2026 - Present
M&A SECURITIES GROUP, INC.
Office #1: 4151 N. Mulberry Drive Suite 252, Kansas City, MO 64116August 12, 2020 - July 1, 2026
CAPSTONE PARTNERS
March 3, 2009 - April 30, 2020
STEPHENS
May 23, 2007 - October 2, 2008
JEFFERIES LLC
June 30, 2003 - May 21, 2007
HOULIHAN LOKEY CAPITAL, INC.
November 3, 2000 - March 3, 2003
UBS SECURITIES LLC
March 22, 1999 - November 3, 2000
UBS FINANCIAL SERVICES INC.
March 18, 1997 - June 10, 1998
UBS SECURITIES LLC
June 17, 1996 - March 19, 1997
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
September 7, 1994 - April 19, 1996
UBS FINANCIAL SERVICES INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationFINRA
Current Firm
M&A SECURITIES GROUP, INC.
CRD#: 39999 / SEC#: , 8-48926
Contact information
FINRA licenses (48 States and Territories)
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
