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MH

Mary A. Heet

CARDINAL INVESTMENTS
COLUMBIA, IL 62236
Some features on this profile are disabled
CRD#: 2515095
MH

Professional summary

Mary Ann Heet is a registered financial professional currently at CARDINAL INVESTMENTS, INC. located in Columbia, Illinois.

Mary is registered as a RR (Registered Representative) and started their career in finance in 2016. Mary has worked at 1 firm and has passed the Series 63, SIE, Series 7 and Series 24 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Mary Ann Heet's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

August 9, 2016 - Present

CARDINAL INVESTMENTS, INC.

Office #1: 3512 Sweet Briar Lane, Columbia, IL 62236
BD
CRD#: 36838
COLUMBIA, IL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Illinois
(1/3/2017)

Exams

State Security Law Exam
RR
Series 63
Date: 8/16/2016
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 7/17/2016
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 1/21/2017
General Securities Principal Examination
SRO Registrations
RR
FINRA

Current Firm

CI
CARDINAL INVESTMENTS, INC.
CARDINAL INVESTMENTS, INC.

CRD#: 36838 / SEC#: , 8-47493

BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
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Contact information

Main Address
3512 Sweet Briar Lane, Columbia, IL 62236
Mailing Address
3512 Sweet Briar Lane, Columbia, IL 62236
Phone number
(618) 277-1005
Established
Illinois since 05/13/1994
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (12 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
HEET, BARBARA JEANDIRECTOR2515094
HEET, GREGORY JOHNDIRECTOR2515092
HEET, JEFFREY JOSEPHPRESIDENT / CHIEF COMPLIANCE OFFICER1192160
HEET, MARY ANNCORP SECRETARY2515095

Disclosures

Regulatory Event1

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

CARDINAL INVESTMENTS, INC.

CRD#: 36838Columbia, IL 62236

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