Mark A. Rydell
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Mark Allan Rydell was a registered financial professional .
Mark is a previously registered financial professional and started their career in finance in 1994. Mark had worked at 13 firms and has passed the Series 66, Series 65, Series 63, SIE, Series 55, Series 7, Series 4, Series 10 and Series 9 exams.
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 30, 2020 - November 11, 2020
MUTUAL OF AMERICA LIFE INSURANCE COMPANY
April 30, 2020 - July 15, 2026
MUTUAL OF AMERICA SECURITIES LLC
November 12, 2019 - April 7, 2020
PRUCO SECURITIES, LLC.
November 8, 2019 - April 7, 2020
PRUCO SECURITIES, LLC.
February 28, 2018 - September 11, 2019
TD AMERITRADE, INC.
February 26, 2018 - September 11, 2019
TD AMERITRADE INVESTMENT MANAGEMENT, LLC
February 26, 2018 - September 11, 2019
TD AMERITRADE, INC.
April 26, 2017 - February 26, 2018
SCOTTRADE INVESTMENT MANAGEMENT
December 12, 2011 - February 26, 2018
SCOTTRADE, INC.
October 22, 2007 - November 28, 2011
MURIEL SIEBERT & CO., LLC
May 10, 2006 - April 30, 2007
FIS BROKERAGE & SECURITIES SERVICES LLC
September 17, 2003 - December 15, 2005
WEISS CAPITAL MANAGEMENT, INC.
April 26, 2002 - December 15, 2005
WEISS CAPITAL SECURITIES, INC.
September 5, 1995 - March 5, 2002
QUICK & REILLY, INC.
September 27, 1994 - May 26, 1995
EDWARD JONES
Primary Firm SEC Registration
MUTUAL OF AMERICA LIFE INSURANCE COMPANY
CRD#: 15356 / SEC#: 801-21317, 8-32139
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 6/22/2006
Limited Representative-Equity Trader ExamCurrent Firm
MUTUAL OF AMERICA LIFE INSURANCE COMPANY
CRD#: 15356 / SEC#: 801-21317, 8-32139
Contact information
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| LU, KATHRYN ANNE | EXECUTIVE VICE PRESIDENT & CHIEF COMPLIANCE OFFICER | 5605579 |
Regulatory assets under management
| Total Number of Accounts | 22 |
| AUM (Assets Under Management) | $ 335,621,798 |
Disclosures
| Regulatory Event | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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