Timothy H. Olsen

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CRD#: 2515031

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Timothy Howard Olsen, who also goes by Timothy H Olsen, was a registered financial professional .

Timothy is a previously registered financial professional and started their career in finance in 1995. Timothy had worked at 7 firms and has passed the Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Timothy H Olsen

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. CADARET, GRANT & CO. INC.; INVESTMENT-RELATED; 110 LINDEN OAKS DR. ROCHESTER, NY 14635; SECURITIES BROKERAGE FIRM; REGISTERED REPRESENTATIVE; START 2008; SECURITIES SALES 2. PRENTICE WEALTH MANAGEMENT, LLC; INVESTMENT-RELATED; 110 LINDEN OAKS DR. ROCHESTER, NY 14635; REGISTERED INVESTMENT ADVISER; WEALTH PLANNER; START 07/2020 APPROXIMATELY 160 HOURS PER MONTH; APPROXIMATELY 130 HOURS PER MONTH DURING TRADING HOURS. 3. INSURANCE AGENT; INVESTMENT-RELATED; 110 LINDEN OAKS DR. ROCHESTER, NY 14635; INSURANCE SALES; INSURANCE AGENT; START 09/2018; APPROXIMATELY 20 HOURS PER MONTH; SELL FIXED ANNUITIES, LIFE AND HEALTH INSURANCE. 4. RUSH HENRIETTA SOCCER CLUB; NOT INVESTMENT-RELATED; HENRIETTA, NY; NON-PROFIT AND CHARITABLE ORGANIZATION; BOARD MEMBER; START 2015; APPROXIMATELY 3 HOURS PER MONTH; APPROXIMATELY 0 HOURS PER MONTH DURING TRADING HOURS; SEASON PREPARATION AND WORK WITH COACHES.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

July 29, 2021 - April 17, 2024

PRENTICE WEALTH MANAGEMENT LLC

RIA

CRD#: 160052

ROCHESTER, NY

Past

July 23, 2020 - August 18, 2023

CADARET, GRANT & CO., INC.

CRD#: 10641

ROCHESTER, NY

Past

September 27, 2018 - July 27, 2020

PRUCO SECURITIES, LLC.

CRD#: 5685

Pittsford, NY

Past

May 27, 2014 - February 6, 2018

LPL FINANCIAL LLC

CRD#: 6413

PITTSFORD, NY

Past

June 13, 2000 - June 27, 2014

ENSEMBLE FINANCIAL SERVICES, INC.

CRD#: 17443

PITTSFORD, NY

Past

January 5, 1996 - February 8, 2000

OPPENHEIMERFUNDS DISTRIBUTOR, INC.

CRD#: 7834

NEW YORK, NY

Past

August 23, 1995 - January 5, 1996

ROCHESTER FUND DISTRIBUTORS

CRD#: 12972

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

PRENTICE WEALTH MANAGEMENT LLC

KNIGHTBRIDGE CAPITAL | WERTH WEALTH PLANNING, LLC | PRENTICE WEALTH MANAGEMENT LLC

CRD#: 160052 / SEC#: 801-76490

RIA

Registered Investment Advisory firm - (4/24/2012 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 3/9/2001

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 8/3/2007

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 8/22/1995

Investment Company Products/Variable Contracts Representative Examination

Current Firm

PRENTICE WEALTH MANAGEMENT LLC

KNIGHTBRIDGE CAPITAL | WERTH WEALTH PLANNING, LLC | PRENTICE WEALTH MANAGEMENT LLC

CRD#: 160052 / SEC#: 801-76490

RIA

Registered Investment Advisory firm - (4/24/2012 Approved)

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Contact information

Main Address

1150 Penfield Rd., Rochester, NY 14625

Mailing Address

Phone number

(585) 218-0001

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (13 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A: FIRM BROCHURE (7/10/2025)

Regulatory assets under management

Total Number of Accounts	1,853
AUM (Assets Under Management)	$ 467,163,139

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Timothy H. Olsen

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

CADARET, GRANT & CO., INC.

PRUCO SECURITIES, LLC.

LPL FINANCIAL LLC

ENSEMBLE FINANCIAL SERVICES, INC.

OPPENHEIMERFUNDS DISTRIBUTOR, INC.

ROCHESTER FUND DISTRIBUTORS

Primary Firm SEC Registration

PRENTICE WEALTH MANAGEMENT LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 3/9/2001

SIE

Date: 10/1/2018

Series 7

Date: 8/3/2007

Series 6

Date: 8/22/1995

Current Firm

PRENTICE WEALTH MANAGEMENT LLC

Contact information

SEC notice filing (13 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

PRENTICE WEALTH MANAGEMENT LLC

TRUST BUT VERIFY

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