Geoffrey A. Vanderpal
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Geoffrey Alan Vanderpal, CFP®, who also goes by Dr.geoffrey A Vanderpal Cfp, Geoffrey Vanderpal, was a registered financial professional .
Geoffrey is a previously registered financial professional and started their career in finance in 1994. Geoffrey had worked at 10 firms and has passed the Series 65, Series 63, Series 31, Series 7, Series 9, Series 10 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 21, 2016 - December 31, 2016
VANDERPAL CAPITAL MANAGEMENT LLC
March 18, 2010 - December 31, 2012
SKYLINE CAPITAL MANAGEMENT (R)
August 15, 2008 - December 18, 2009
FINANCIAL WEST GROUP
August 14, 2008 - December 18, 2009
FINANCIAL WEST GROUP
March 4, 2004 - August 26, 2008
OBSIDIAN FINANCIAL GROUP, LLC
March 13, 2002 - December 31, 2003
RAYMOND JAMES FINANCIAL SERVICES, INC.
March 12, 2002 - December 31, 2003
RAYMOND JAMES FINANCIAL SERVICES, INC.
October 6, 2000 - March 5, 2002
WELLS FARGO CLEARING SERVICES, LLC
September 16, 1999 - September 1, 2000
CITICORP INVESTMENT SERVICES
July 29, 1999 - August 31, 1999
THE INVESTMENT CENTER, INC.
March 30, 1999 - July 7, 1999
WELLS FARGO SECURITIES INC.
February 22, 1999 - July 2, 1999
WELLS FARGO BROKERAGE SERVICES, L.L.C.
January 24, 1997 - March 2, 1999
CITICORP INVESTMENT SERVICES
July 25, 1994 - March 21, 1996
CITICORP INVESTMENT SERVICES
State Registrations and Notice Filings
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Exams
Current Firm
VANDERPAL CAPITAL MANAGEMENT LLC
CRD#: 283030 / SEC#:
Contact information
Red Flags
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