Stuart B. Bogard
Professional summary
Stuart Byron Bogard SR., who also goes by Stuart Byron Bogard, is a registered financial advisor currently at PROVIDENCE ASSET MANAGEMENT LLC located in North Little Rock, Arkansas.
Stuart is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1994. Stuart has worked at 2 firms and has passed the Series 65, Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Stuart Byron Bogard SR.'s CRS (Customer Relationship Summary).
Certified licenses
Experience
January 26, 2009 - Present
PROVIDENCE ASSET MANAGEMENT LLC
September 7, 1994 - October 3, 2001
STEPHENS
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(1/26/2009)
(1/19/2013)
Exams
Current Firm
PROVIDENCE ASSET MANAGEMENT LLC
CRD#: 148845 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 140 |
| AUM (Assets Under Management) | $ 60,000,000 |
Red Flags
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