MB
Mark M. Black
CETERA INVESTMENT ADVISERS LLC
CENTERVILLE, OH 45459
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CRD#: 2514794
MB
Professional summary
Mark M Black, CFP® is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Centerville, Ohio and CETERA ADVISORS LLC located in Centerville, Ohio.
Mark is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1994. Mark has worked at 7 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1.) CALM REALTY SERVICES LLC; OFFICER; REAL ESTATE; START DATE 06/2015; 4 HOURS PER MONTH. 2.) DBA VANTAGE POINT FINANCIAL SERVICES LLC; OWNER; FINANCIAL CONSULTANT; START DATE: 06/15/2017; 160 HOURS A MONTH 3.) CO-TRUSTEE OF FATHER'S TRUST AND BROKERAGE ACCOUNT; TRUSTEE OF TRUST; START DATE: 07/01/2017; 1 HOUR A MONTH. 4.) MIAMI VALLEY NETWORK PROFESSIONALS; PRESIDENT; MARKETING OR PROFESSIONAL/BUSINESS NETWORKING; START DATE: 06/15/2017; 4 HOURS PER MONTH. 5.)EPTESICUS,LLC; SOLE PROPRIETOR; REAL ESTATE (RENTAL PROPERTY/PASSIVE INVESTMENT); START DATE 09/02/2020; 4 HOURS PER MONTH. 6.) BARBASTELLA LLC; SOLE PROPRIETOR; REAL ESTATE (RENTAL PROPERTY/PASSIVE INVESTMENT); START DATE 09/02/2020; 4 HOURS PER MONTH. 7.) MACROTUS LLC; SOLE PROPRIETOR; HOLDING COMPANY OR TAX/BILL PAYMENT ENTITY; START DATE 09/02/2020; 4 HOURS PER MONTH. 8.) ANTROZOUS LLC; MEMBER; REAL ESTATE (RENTAL PROPERTY/PASSIVE INVESTMENT); START DATE 09/02/2021; 4 HOURS PER MONTH. 9.) COLLECTOR BUY/SELL; OWNER; RETAIL SALES/STORE; START DATE 06/14/2022; 4 HOURS PER MONTH. 10) NAME OF OTHER BUSINESS: VESPERTILIO, LLC, INVESTMENT RELATED: NO, ADDRESS: SAME AS RESIDENTIAL LOCATION, NATURE OF BUSINESS: EXPENSE MANAGEMENT, START DATE: 04/2024, POSITION/TITLE/RELATIONSHIP: OWNER, LESS THAN 1 HOUR PER WEEK, NOT DURING TRADING HOURS, BRIEF DESCRIPTION OF DUTIES: FACILITATING TRANSACTION TO EMBLEM RECORDS; 11. NAME OF OTHER BUSINESS: EMBLEM RECORDS, LLC, INVESTMENT RELATED: NO, ADDRESS: SAME AS RESIDENTIAL LOCATION, NATURE OF BUSINESS: MUSIC/RECORD COMPANY, START DATE: 11/2024, POSITION/TITLE/RELATIONSHIP: PART OWNER APX NUMBER OF HOURS PER WEEK: 1, APX NUMBER OF HOURS DURING TRADING HOURS: VARIES, BRIEF DESCRIPTION OF DUTIES: MONITORING THE COMPANY'S DEVELOPMENT:
CRS (Client Relationship Summary) - RIA
Click below to view Mark M Black's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 1999
Experience
Current
November 12, 2020 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 329 Regency Ridge Drive, Centerville, OH 45459RIA
CRD#: 105644
CENTERVILLE, OH
Current
September 8, 2022 - Present
CETERA ADVISORS LLC
Office #1: 329 Regency Ridge Dr, Centerville, OH 45459BD
CRD#: 10299
Centerville, OH
Past
June 19, 2017 - November 12, 2020
FIRST ALLIED ADVISORY SERVICES, INC.
RIA
CRD#: 137888
Centerville, OH
Past
June 16, 2017 - September 8, 2022
FIRST ALLIED SECURITIES, INC.
BD
CRD#: 32444
CENTERVILLE, OH
Past
June 1, 2009 - June 28, 2017
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
RIA
CRD#: 134139
CENTERVILLE, OH
Past
May 29, 2009 - June 28, 2017
CAMBRIDGE INVESTMENT RESEARCH, INC.
BD
CRD#: 39543
CENTERVILLE, OH
Past
February 5, 2001 - June 2, 2009
FSC SECURITIES CORPORATION
RIA
CRD#: 7461
BEAVERCREEK, OH
Past
September 1, 1994 - June 2, 2009
FSC SECURITIES CORPORATION
BD
CRD#: 7461
BEAVERCREEK, OH
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(9/8/2022)
RR
Arizona(9/8/2022)
RR
Arkansas(11/1/2023)
RR
California(9/8/2022)
RR
Colorado(9/8/2022)
RR
District of Columbia(9/8/2022)
RR
Florida(9/8/2022)
RR
Georgia(9/8/2022)
RR
Hawaii(9/8/2022)
RR
Idaho(9/8/2022)
IAR
Illinois(9/16/2021)
RR
Illinois(9/8/2022)
RR
Indiana(9/8/2022)
RR
Kentucky(9/8/2022)
RR
Maryland(9/8/2022)
RR
Massachusetts(11/29/2024)
RR
Michigan(9/8/2022)
RR
Minnesota(9/8/2022)
RR
Missouri(9/8/2022)
RR
Nevada(1/4/2023)
RR
New Jersey(9/8/2022)
RR
New Mexico(9/8/2022)
RR
New York(9/8/2022)
RR
North Carolina(9/8/2022)
RR
North Dakota(9/8/2022)
IAR
Ohio(11/12/2020)
RR
Ohio(9/8/2022)
RR
Oklahoma(9/8/2022)
RR
Oregon(9/8/2022)
RR
Pennsylvania(9/8/2022)
RR
Rhode Island(9/8/2022)
RR
South Carolina(9/8/2022)
RR
Tennessee(9/8/2022)
IAR
Texas(11/12/2020)
RR
Texas(9/8/2022)
RR
Utah(9/8/2022)
RR
Virginia(9/8/2022)
RR
West Virginia(9/8/2022)
RR
Wisconsin(9/8/2022)
RR
Wyoming(5/19/2023)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644Centerville, OH 45459TRUST BUT VERIFY
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