David J. Dunn

KINGSBRIDGE WEALTH MANAGEMENT

LAS VEGAS, NV 89144

Some features on this profile are disabled

CRD#: 2514757

Professional summary

David James Dunn, CIMA®, CPWA® is a registered financial advisor currently at KINGSBRIDGE WEALTH MANAGEMENT, INC. located in Las Vegas, Nevada.

David is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1994. David has worked at 8 firms and has passed the Series 65, Series 63, Series 31 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

MANAGER AND CO-OWNER OF DKD ENTERPRISES, LLC., AN IDAHO LLC THAT LEASES EQUIPMENT.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David James Dunn's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CIMA^®

Certified Investment Management Analyst

CPWA^®

Certified Private Wealth Advisor

Start date: 2009-04-09

Expire date: 2024-10-31

Experience

Current

October 1, 2012 - Present

KINGSBRIDGE WEALTH MANAGEMENT, INC.

Office #1: 1140 N. Town Center Drive Suite 265, Las Vegas, NV 89144

RIA

CRD#: 165560

LAS VEGAS, NV

Past

May 6, 2008 - December 31, 2010

KINGSBRIDGE PRIVATE WEALTH MANAGEMENT, INC.

RIA

CRD#: 147023

LAS VEGAS, NV

Past

March 17, 2008 - July 9, 2008

WESTERN INTERNATIONAL SECURITIES, INC.

RIA

CRD#: 39262

LAS VEGAS, NV

Past

March 17, 2008 - July 9, 2008

WESTERN INTERNATIONAL SECURITIES, INC.

CRD#: 39262

LAS VEGAS, NV

Past

December 16, 2005 - March 25, 2008

J.P. MORGAN SECURITIES LLC

RIA

CRD#: 79

EAGLE, ID

Past

December 16, 2005 - March 25, 2008

J.P. MORGAN SECURITIES LLC

CRD#: 79

NEW YORK, NY

Past

January 22, 2003 - December 19, 2005

MORGAN STANLEY DW INC.

RIA

CRD#: 7556

EAGLE, ID

Past

August 9, 2002 - January 24, 2003

MORGAN STANLEY & CO. LLC

RIA

CRD#: 8209

LOS ANGELES, CA

Past

March 21, 2001 - January 24, 2003

MORGAN STANLEY & CO. LLC

CRD#: 8209

NEW YORK, NY

Past

November 9, 1998 - December 19, 2005

MORGAN STANLEY DW INC.

CRD#: 7556

EAGLE, ID

Past

December 5, 1994 - November 10, 1998

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

NEW YORK, NY

Past

August 16, 1994 - September 12, 1994

CHATFIELD DEAN & CO., INC.

CRD#: 14714

GREENWOOD VILLAGE, CO

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

KINGSBRIDGE WEALTH MANAGEMENT, INC.

KINGSBRIDGE INVESTMENT PARTNERS LLC | KINGSBRIDGE WEALTH MANAGEMENT, INC.

CRD#: 165560 / SEC#: 801-77197

RIA

Registered Investment Advisory firm - (10/1/2012 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(10/1/2012)

IAR

Nevada
(10/1/2012)

IAR

Texas
(5/16/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 12/14/1994

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 7/19/1994

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 31

Date: 5/17/1999

Futures Managed Funds Examination

General Industry/Product Exam

Series 7

Date: 8/15/1994

General Securities Representative Examination

Current Firm

KINGSBRIDGE WEALTH MANAGEMENT, INC.

KINGSBRIDGE INVESTMENT PARTNERS LLC | KINGSBRIDGE WEALTH MANAGEMENT, INC.

CRD#: 165560 / SEC#: 801-77197

RIA

Registered Investment Advisory firm - (10/1/2012 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

1140 N. Town Center Drive Suite 265, Las Vegas, NV 89144

Mailing Address

Phone number

(702) 947-5160

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (3 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

KINGSBRIDGE WEALTH MANAGEMENT ADV PART 2A (8/5/2025)

Regulatory assets under management

Total Number of Accounts	215
AUM (Assets Under Management)	$ 379,986,594

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
12/17/2024	Cover Page	Report
10/16/2023	Cover Page	Report
11/09/2022	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Michael Beatty

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

IAR

Las Vegas, NV

Kenneth Young

TRANSAMERICA FINANCIAL ADVISORS, LLC

IAR

Las Vegas, NV

Jodie Cohen-potter

LPL FINANCIAL LLC

IAR

LAS VEGAS, NV

We're Here To Help

Advisor Monitoring

Firm Stability Insights

David J. Dunn

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David James Dunn's CRS (Customer Relationship Summary).

Certified licenses

Experience

KINGSBRIDGE PRIVATE WEALTH MANAGEMENT, INC.

WESTERN INTERNATIONAL SECURITIES, INC.

WESTERN INTERNATIONAL SECURITIES, INC.

J.P. MORGAN SECURITIES LLC

J.P. MORGAN SECURITIES LLC

MORGAN STANLEY DW INC.

MORGAN STANLEY & CO. LLC

MORGAN STANLEY & CO. LLC

MORGAN STANLEY DW INC.

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CHATFIELD DEAN & CO., INC.

Primary Firm SEC Registration

KINGSBRIDGE WEALTH MANAGEMENT, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 12/14/1994

Series 63

Date: 7/19/1994

Series 31

Date: 5/17/1999

Series 7

Date: 8/15/1994

Current Firm

KINGSBRIDGE WEALTH MANAGEMENT, INC.

Contact information

SEC notice filing (3 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

KINGSBRIDGE WEALTH MANAGEMENT, INC.

TRUST BUT VERIFY

Similar Advisors