SL
Sharon R. Luker
Some features on this profile are disabled
CRD#: 2514723
SL
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Sharon Ruth Luker was a registered financial professional .
Sharon is a previously registered financial professional and started their career in finance in 1994. Sharon had worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 31 and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. LTC PLANNING CONSULTANTS: OWNER;INSURANCE SALES. 2. I HOLD VARIOUS TRADITIONAL APPOINTMENTS WITH VARIOUS TRADITIONAL COMPANIES. 3. SPEAKING ENGAGEMENTS FOR ORGANIZATIONS THAT NEED FINANCIAL SPEAKERS. TOPICS - MEDICARE AND LONG TERM CARE. WILL BE IN FRONT OF OTHER PROFESSIONALS, BUT IT COULD ALSO INCLUDE THE PUBLIC. 4. Sell individual health insurance, group health insurance, Medicare Supplemental insurance, travel insurance, dental insurance, long term care insurance, life insurance, critical illness insurance, AD&D insurance, Disability insurance. Start date: 7/22/17, approx. 80 hrs/mo with 50% during market hours. 5. TnT e-Marketplace LLC - Manager/owner/sole participant of E-commerce business on Amazon as an Amazon seller. Start date: 7/22/17, approx. 20 hrs/mo with 20% during market hours. 6. Insurance Counselor in the State of TX. May receive compensation for review of LTC insurance policies as well as Medicare and health insurance issues. Not related to sale of products but evaluating their situation and/or choices. Start date: 12/20/19, approx. 10-15 hrs/mo. 7. Cohost of "Your Medicare Gals" - a radio program on internet radio. Program discusses Medicare-related topics, not securities products. Start date: 7/20/22, approx. 5 hrs/mo. INV REL: N
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Past
February 4, 2015 - December 31, 2022
SPC
RIA
CRD#: 110692
PLANO, TX
Past
August 12, 2008 - December 31, 2012
SPC
RIA
CRD#: 110692
PLANO, TX
Past
January 3, 2005 - December 31, 2022
PARKLAND SECURITIES, LLC
BD
CRD#: 115368
PLANO, TX
Past
February 7, 2003 - December 31, 2004
VSR FINANCIAL SERVICES, INC.
RIA
CRD#: 14503
OVERLAND PARK, KS
Past
May 8, 2000 - February 7, 2003
THE MASTERS, INC.
RIA
CRD#: 108432
PLANO, TX
Past
November 27, 1996 - December 31, 2004
VSR FINANCIAL SERVICES, INC.
BD
CRD#: 14503
OVERLAND PARK, KS
Past
January 13, 1995 - December 13, 1996
DOMINION CAPITAL CORPORATION
BD
CRD#: 18837
DALLAS, TX
Past
August 10, 1994 - January 11, 1995
GRIFFIN FINANCIAL SERVICES
BD
CRD#: 10823
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SP
SPC
PARKLAND SECURITIES, LLC | SPC | SIGMA PLANNING CORPORATION | SIGMA PLANNING CORP
CRD#: 110692 / SEC#: 801-20404
RIA
Registered Investment Advisory firm - (1/11/1984 Approved)Alaska
Registered Investment Advisory firm - (2/13/2002 Cancelled)Arizona
Registered Investment Advisory firm - (2/14/2002 Terminated)California
Registered Investment Advisory firm - (1/17/2002 Cancelled)Colorado
Registered Investment Advisory firm - (2/14/2002 Cancelled)Delaware
Registered Investment Advisory firm - (2/14/2002 Terminated)Hawaii
Registered Investment Advisory firm - (3/19/2002 Terminated)Montana
Registered Investment Advisory firm - (2/12/2002 Terminated)New Hampshire
Registered Investment Advisory firm - (2/14/2002 Terminated)New Mexico
Registered Investment Advisory firm - (2/14/2002 Terminated)New York
Registered Investment Advisory firm - (1/17/2002 Cancelled)Rhode Island
Registered Investment Advisory firm - (3/7/2002 Terminated)Tennessee
Registered Investment Advisory firm - (2/14/2002 Terminated)Utah
Registered Investment Advisory firm - (1/17/2002 Terminated)Wisconsin
Registered Investment Advisory firm - (1/30/2002 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
This advisor is not registered in any state.
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
SP
SPC
PARKLAND SECURITIES, LLC | SPC | SIGMA PLANNING CORPORATION | SIGMA PLANNING CORP
CRD#: 110692 / SEC#: 801-20404
RIA
Registered Investment Advisory firm - (1/11/1984 Approved)Alaska
Registered Investment Advisory firm - (2/13/2002 Cancelled)Arizona
Registered Investment Advisory firm - (2/14/2002 Terminated)California
Registered Investment Advisory firm - (1/17/2002 Cancelled)Colorado
Registered Investment Advisory firm - (2/14/2002 Cancelled)Delaware
Registered Investment Advisory firm - (2/14/2002 Terminated)Hawaii
Registered Investment Advisory firm - (3/19/2002 Terminated)Montana
Registered Investment Advisory firm - (2/12/2002 Terminated)New Hampshire
Registered Investment Advisory firm - (2/14/2002 Terminated)New Mexico
Registered Investment Advisory firm - (2/14/2002 Terminated)New York
Registered Investment Advisory firm - (1/17/2002 Cancelled)Rhode Island
Registered Investment Advisory firm - (3/7/2002 Terminated)Tennessee
Registered Investment Advisory firm - (2/14/2002 Terminated)Utah
Registered Investment Advisory firm - (1/17/2002 Terminated)Wisconsin
Registered Investment Advisory firm - (1/30/2002 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
300 Parkland Plaza, Ann Arbor, MI 48103
Mailing Address
Phone number
(734) 663-1611
Established
Firm type
Fiscal year end
# of Employees
462
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 26,544 |
| AUM (Assets Under Management) | $ 5,655,661,675 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
