Vasken H. Setrakian
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Vasken Haig Setrakian was a registered financial professional .
Vasken is a previously registered financial professional and started their career in finance in 2002. Vasken had worked at 1 firm and has passed the Series 65, Series 63, Series 99TO, Series 79TO, SIE, Series 15, Series 7, Series 14, Series 27 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 28, 2002 - July 28, 2022
PLANET WEALTH SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationSeries 15
Date: 1/19/1993
Foreign Currency Options ExaminationCurrent Firm
PLANET WEALTH SECURITIES, INC.
CRD#: 119251 / SEC#: , 8-65163
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| PLANET WEALTH GLOBAL PARTNERS, INC. | HOLDING COMPANY | |
| KARABA, IRA SCOTT | CHIEF COMPLIANCE OFFICER, CEO | 2744921 |
Red Flags
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