Bradley H. Owens

LJI WEALTH MANAGEMENT

INDIANAPOLIS, IN 46220

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CRD#: 2514692

Professional summary

Bradley Heath Owens, CFP®, who also goes by Brad Owens, Bradley Heath Owens Mr., Bradley Owens, is a registered financial advisor currently at LJI WEALTH MANAGEMENT, LLC located in Indianapolis, Indiana.

Bradley is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1998. Bradley has worked at 9 firms and has passed the Series 66, Series 63, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Brad Owens | Bradley Heath Owens Mr. | Bradley Owens

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

INSURANCE LICENSED LIFE AND HEALTH

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Bradley Heath Owens's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2009

Experience

Current

March 5, 2012 - Present

LJI WEALTH MANAGEMENT, LLC

Office #1: 6569 Carrollton Avenue, Indianapolis, IN 46220

RIA

CRD#: 145399

INDIANAPOLIS, IN

Past

January 3, 2012 - February 28, 2012

SCHWAB WEALTH ADVISORY, INC.

RIA

CRD#: 159035

INDIANAPOLIS, IN

Past

October 9, 2009 - February 27, 2012

CHARLES SCHWAB & CO., INC.

CRD#: 5393

INDIANAPOLIS, IN

Past

October 8, 2009 - December 31, 2011

CHARLES SCHWAB & CO., INC.

RIA

CRD#: 5393

INDIANAPOLIS, IN

Past

November 4, 2008 - September 30, 2009

LJI WEALTH MANAGEMENT, LLC

RIA

CRD#: 145399

INDIANAPOLIS, IN

Past

July 20, 2007 - January 26, 2009

OBS BROKERAGE SERVICES, INC.

CRD#: 104281

WHITEHOUSE, OH

Past

July 17, 2007 - January 26, 2009

OBS FINANCIAL

RIA

CRD#: 138615

INDIANAPOLIS, IN

Past

January 10, 2006 - June 6, 2007

OBS BROKERAGE SERVICES, INC.

CRD#: 104281

WHITEHOUSE, OH

Past

July 6, 2005 - December 8, 2005

CHASE INVESTMENT SERVICES CORP.

RIA

CRD#: 25574

CHICAGO, IL

Past

July 6, 2005 - December 8, 2005

CHASE INVESTMENT SERVICES CORP.

CRD#: 25574

CHICAGO, IL

Past

March 17, 2003 - July 6, 2005

BANC ONE SECURITIES CORPORATION

RIA

CRD#: 16999

INDIANAPOLIS, IN

Past

March 4, 2003 - July 6, 2005

BANC ONE SECURITIES CORPORATION

CRD#: 16999

CHICAGO, IL

Past

November 11, 2002 - February 25, 2003

CUSO FINANCIAL SERVICES, L.P.

CRD#: 42132

SAN DIEGO, CA

Past

November 6, 2002 - February 25, 2003

CUSO FINANCIAL SERVICES, L.P.

RIA

CRD#: 42132

FISHERS, IN

Past

January 18, 2000 - November 4, 2002

BANC ONE SECURITIES CORPORATION

CRD#: 16999

CHICAGO, IL

Past

February 18, 1998 - April 19, 1999

PRUCO SECURITIES, LLC.

CRD#: 5685

NEWARK, NJ

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

LJI WEALTH MANAGEMENT, LLC

CRD#: 145399 / SEC#: 801-77820

RIA

Registered Investment Advisory firm - (4/4/2013 Approved)

Florida

Registered Investment Advisory firm - (4/5/2013 Terminated)

Indiana

Registered Investment Advisory firm - (4/5/2013 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Indiana
(3/5/2012)

IAR

Texas
(11/12/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 3/2/2001

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 2/17/1998

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 1/20/2000

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 2/17/1998

Investment Company Products/Variable Contracts Representative Examination

Current Firm

LJI WEALTH MANAGEMENT, LLC

CRD#: 145399 / SEC#: 801-77820

RIA

Registered Investment Advisory firm - (4/4/2013 Approved)

Florida

Registered Investment Advisory firm - (4/5/2013 Terminated)

Indiana

Registered Investment Advisory firm - (4/5/2013 Terminated)

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Contact information

Main Address

6569 Carrollton Avenue, Indianapolis, IN 46220

Mailing Address

Phone number

(317) 466-9702

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (17 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

PART 2A: FIRM BROCHURE (4/4/2025)

Regulatory assets under management

Total Number of Accounts	1,613
AUM (Assets Under Management)	$ 1,071,025,683

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
02/19/2024	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Bradley H. Owens

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Bradley Heath Owens's CRS (Customer Relationship Summary).

Certified licenses

Experience

SCHWAB WEALTH ADVISORY, INC.

CHARLES SCHWAB & CO., INC.

CHARLES SCHWAB & CO., INC.

LJI WEALTH MANAGEMENT, LLC

OBS BROKERAGE SERVICES, INC.

OBS FINANCIAL

OBS BROKERAGE SERVICES, INC.

CHASE INVESTMENT SERVICES CORP.

CHASE INVESTMENT SERVICES CORP.

BANC ONE SECURITIES CORPORATION

BANC ONE SECURITIES CORPORATION

CUSO FINANCIAL SERVICES, L.P.

CUSO FINANCIAL SERVICES, L.P.

BANC ONE SECURITIES CORPORATION

PRUCO SECURITIES, LLC.

Primary Firm SEC Registration

LJI WEALTH MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 3/2/2001

Series 63

Date: 2/17/1998

Series 7

Date: 1/20/2000

Series 6

Date: 2/17/1998

Current Firm

LJI WEALTH MANAGEMENT, LLC

Contact information

SEC notice filing (17 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

LJI WEALTH MANAGEMENT, LLC

TRUST BUT VERIFY

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