David M. Geske

CRITO CAPITAL LLC

Westport, CT 06880

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CRD#: 2514685

Professional summary

David Michael Geske is a registered financial professional currently at CRITO CAPITAL LLC located in Westport, Connecticut.

David is registered as a RR (Registered Representative) and started their career in finance in 1994. David has worked at 6 firms and has passed the Series 63, Series 79TO, Series 99TO, SIE, Series 50, Series 7, Series 28 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view David Michael Geske's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 12, 2016 - Present

CRITO CAPITAL LLC

Office #1: 8 Wright Street Suite 107, Westport, CT 06880

RIA

CRD#: 161724

Westport, CT

Past

June 3, 2015 - November 4, 2016

COLUMBUS ADVISORY GROUP, LTD.

CRD#: 126331

DARIEN, CT

Past

May 3, 2013 - February 22, 2016

SCI CAPITAL MARKETS LLC

CRD#: 148108

Darien, CT

Past

November 18, 2003 - May 10, 2013

GLADSTONE SECURITIES, LLC

CRD#: 127808

RIVERSIDE, CT

Past

August 10, 1996 - January 31, 2003

UNICREDIT CAPITAL MARKETS LLC

CRD#: 7789

NEW YORK, NY

Past

December 21, 1994 - May 13, 1996

CA IB SECURITIES (NEW YORK) INC.

CRD#: 14851

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Connecticut
(11/4/2016)

New York
(10/26/2022)

Exams

State Security Law Exam

Series 63

Date: 7/8/2010

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 79TO

Date: 1/2/2023

Investment Banking Registered Representative Examination

General Industry/Product Exam

Series 99TO

Date: 1/2/2023

Operations Professional Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 50

Date: 10/5/2017

Municipal Advisor Representative Qualification Exam

General Industry/Product Exam

Series 7

Date: 12/20/1994

General Securities Representative Examination

Principal/Supervisory Exam

Series 28

Date: 9/29/2003

Introducing Broker/Dealer Financial Operations Principal Examination

Principal/Supervisory Exam

Series 24

Date: 11/8/2002

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

CRITO CAPITAL LLC

CRD#: 161724 / SEC#: , 8-69050

Connecticut

Registered Investment Advisory firm - SEC (3/13/2024 Termination Requested)

Broker-Dealer Firm Regulated by FINRA (Boston district office)

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Contact information

Main Address

8 Wright Street Suite 107, Westport, CT 06880

Mailing Address

8 Wright Street Suite 107, Westport, CT 06880

Phone number

(203) 423-5600

Established

Connecticut since 05/23/2011

Firm type

Limited Liability Company

Fiscal year end

March

Firm Size

Small

# of Employees

FINRA licenses (24 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Latest Form ADV

Direct owners and executive officers

Name	Position	CRD#
CRITO HOLDINGS LLC	SOLE OWNER OF CRITO CAPITAL LLC
BEATON, DANIEL STEWART	FINOP	4240769
GESKE, DAVID MICHAEL	MANAGING PRINCIPAL	2514685
GILLMAN, THEODORE JONES	MANAGING PRINCIPAL, EXECUTIVE REP.	2498623
MARSHALL, ANN MARIE	PRINCIPAL	6298134
OLEKSIW, EUNICE	CHIEF COMPLIANCE OFFICER	3110818

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

David M. Geske

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view David Michael Geske's CRS (Customer Relationship Summary).

Certified licenses

Experience

COLUMBUS ADVISORY GROUP, LTD.

SCI CAPITAL MARKETS LLC

GLADSTONE SECURITIES, LLC

UNICREDIT CAPITAL MARKETS LLC

CA IB SECURITIES (NEW YORK) INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 7/8/2010

Series 79TO

Date: 1/2/2023

Series 99TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 50

Date: 10/5/2017

Series 7

Date: 12/20/1994

Series 28

Date: 9/29/2003

Series 24

Date: 11/8/2002

FINRA

Current Firm

CRITO CAPITAL LLC

Contact information

FINRA licenses (24 States and Territories)

Documents

Direct owners and executive officers

Red Flags

Company Information

CRITO CAPITAL LLC

TRUST BUT VERIFY

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