Lawrence V. Whistler
Professional summary
Lawrence Vernon Whistler IV, who also goes by Lawrence V Whistler, is a registered financial advisor currently at COURIER CAPITAL, LLC located in Buffalo, New York.
Lawrence is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1994. Lawrence has worked at 4 firms and has passed the Series 65, Series 63, Series 7 and Series 53 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Lawrence Vernon Whistler IV's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 26, 2025 - Present
COURIER CAPITAL, LLC
Office #1: 1114 Delaware Avenue, Buffalo, NY 14209-1604October 13, 2021 - December 4, 2024
NOTTINGHAM ADVISORS INC.
March 13, 2006 - April 27, 2009
COMMUNITY INVESTMENT SERVICES, INC.
August 24, 1994 - March 22, 2004
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
Primary Firm SEC Registration
COURIER CAPITAL, LLC
CRD#: 282485 / SEC#: 801-107119
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(2/26/2025)
Exams
Current Firm
COURIER CAPITAL, LLC
CRD#: 282485 / SEC#: 801-107119
Contact information
SEC notice filing (18 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 3,600 |
| AUM (Assets Under Management) | $ 3,090,300,516 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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Company Information
COURIER CAPITAL, LLC
CRD#: 282485Buffalo, NY 14209-1604TRUST BUT VERIFY
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