Patricia H. Ellison
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Patricia Howe Ellison, who also goes by Patricia M Howe, Patricia Mary Howe, was a registered financial professional .
Patricia is a previously registered financial professional and started their career in finance in 1969. Patricia had worked at 5 firms and has passed the Series 1 and Series 40 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 8, 1991 - January 19, 1993
PACIFIC SECURITIES, INC.
October 27, 1988 - June 3, 1991
CORPORATE CAPITAL SECURITIES, INC.
January 4, 1984 - October 28, 1987
CORPORATE CAPITAL INVESTMENT ADVISORS
June 6, 1983 - November 20, 1989
PAPAMARKOU WELLNER & CO., INC.
September 3, 1969 - June 6, 1983
L. F. ROTHSCHILD & CO. INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 1/27/1958
Registered Representative ExaminationSeries 40
Date: 8/27/1969
Registered Principal ExaminationCurrent Firm
PACIFIC SECURITIES, INC.
CRD#: 6812 / SEC#: , 8-23236
Contact information
Documents
Red Flags
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