Gregory G. Cooper
Professional summary
Gregory Gaston Cooper was barred by the SEC from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Gregory is a previously registered financial professional and started their career in finance in 1994. Prior to being barred, Gregory had worked at 9 firms, which includes BROWNSTONE CAPITAL CORP., FIRST COLONIAL SECURITIES, BROOKSTREET SECURITIES CORPORATION, SHAMROCK PARTNERS LTD, BEACON SECURITIES INC., FIRST LIBERTY INVESTMENT GROUP INC., EURO-ATLANTIC SECURITIES INC., LCP CAPITAL CORP., A.S. GOLDMEN & CO. INC..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 3, 1996 - January 13, 1999
BROWNSTONE CAPITAL CORP.
June 14, 1996 - September 4, 1996
FIRST COLONIAL SECURITIES
February 9, 1996 - May 30, 1996
BROOKSTREET SECURITIES CORPORATION
November 6, 1995 - February 10, 1996
SHAMROCK PARTNERS, LTD
September 18, 1995 - January 23, 1996
BEACON SECURITIES, INC.
June 13, 1995 - July 5, 1995
FIRST LIBERTY INVESTMENT GROUP, INC.
February 28, 1995 - June 9, 1995
EURO-ATLANTIC SECURITIES INC.
November 9, 1994 - March 7, 1995
LCP CAPITAL CORP.
October 26, 1994 - October 27, 1994
A.S. GOLDMEN & CO., INC.
State Registrations and Notice Filings
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Exams
Series 62
Date: 10/25/1994
Corporate Securities Limited Representative ExaminationCurrent Firm
BROWNSTONE CAPITAL CORP.
CRD#: 14055 / SEC#: , 8-29349
Contact information
Documents
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